Stefanos Taousakis
Professional summary
Stefanos Taousakis, who also goes by Stefanos Paul Taousakis, is a registered financial professional currently at SMEAD FUNDS DISTRIBUTORS, LLC located in Thousand Oaks, California and FORESIDE FINANCIAL SERVICES, LLC located in Thousand Oaks, California.
Stefanos is registered as a RR (Registered Representative) and started their career in finance in 2018. Stefanos has worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stefanos Taousakis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2026 - Present
SMEAD FUNDS DISTRIBUTORS, LLC
June 11, 2026 - Present
FORESIDE FINANCIAL SERVICES, LLC
June 11, 2026 - Present
FORESIDE GLOBAL SERVICES, LLC
June 11, 2026 - Present
IMST DISTRIBUTORS, LLC
June 11, 2026 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
June 11, 2026 - Present
QUASAR DISTRIBUTORS, LLC
June 11, 2026 - Present
FORESIDE FUND SERVICES, LLC
June 11, 2026 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC
June 11, 2026 - Present
MGI FUNDS DISTRIBUTORS, LLC
June 11, 2026 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
June 11, 2026 - Present
DISTRIBUTION SERVICES, LLC
June 11, 2026 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
June 11, 2026 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.
June 11, 2026 - Present
FUNDS DISTRIBUTOR, LLC
September 26, 2018 - June 4, 2026
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2026)
Exams
FINRA
Current Firm
FUNDS DISTRIBUTOR, LLC
CRD#: 7174 / SEC#: , 8-20518
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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