Spencer B. Faucher
Professional summary
Spencer Brian Faucher is a registered financial professional currently at FIRST LIBERTIES FINANCIAL located in Tampa, Florida.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2018. Spencer has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer Brian Faucher's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2018 - Present
FIRST LIBERTIES FINANCIAL
Office #1: 2915 N. Boulevard Suite A, Tampa, FL 33602State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 6/18/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 6/29/2019
General Securities Representative ExaminationFINRA
Current Firm
FIRST LIBERTIES FINANCIAL
CRD#: 14432 / SEC#: , 8-30673
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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