Daniel J. Hardy
Professional summary
Daniel Joseph Hardy is a registered financial professional currently at DAVIS DISTRIBUTORS, LLC located in Tucson, Arizona.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2018. Daniel has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Hardy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2018 - Present
DAVIS DISTRIBUTORS, LLC
Office #1: 3600 E. Hemisphere Loop, Tucson, AZ 85706State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2018)
Exams
Series 7TO
Date: 9/2/2020
General Securities Representative ExaminationFINRA
Current Firm
DAVIS DISTRIBUTORS, LLC
CRD#: 7975 / SEC#: , 8-39258
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAVIS SELECTED ADVISERS, L.P. | SHAREHOLDER | |
| COHEN, LISA J | CHIEF LEGAL OFFICER AND SECRETARY | 6539159 |
| DAVIS SELECTED ADVISERS- NY, INC. | SHAREHOLDER | |
| EICH, KENNETH CHARLES | CHIEF OPERATIONS OFFICER & PRESIDENT | 1945051 |
| MCLOUGHRY, MICHAELA | CHIEF COMPLIANCE OFFICER | 5005041 |
| TYC, GARY PAUL | CHIEF FINANCIAL OFFICER,VICE PRESIDENT, TREASURER & SECRETARY | 1113505 |
| WIESE, RUSSELL OTIS | CHIEF MARKETING OFFICER | 2590996 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
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