AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
KE

Kenneth Charles Eich

DAVIS DISTRIBUTORS
TUCSON, AZ
·CRD# 1945051·30 years experience

Professional Summary

Kenneth Charles Eich is a registered financial advisor currently at DAVIS DISTRIBUTORS, LLC located in Tucson, Arizona. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1995. Kenneth has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Chad William Lawyer
Chad William Lawyer

LIFE STRATEGY PARTNERS

TUCSON, AZ · CRD#
View profile
EC
Edward Thomas Carpenter

UNION CAPITAL COMPANY

Lake Placid, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Chad William Lawyer
Chad William Lawyer

LIFE STRATEGY PARTNERS

TUCSON, AZ · CRD#
BM
Brian Llewellyn Mckeighen

FBL WEALTH MANAGEMENT, LLC

West Des Moines, IA · CRD#
EC
Edward Thomas Carpenter

UNION CAPITAL COMPANY

Lake Placid, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Chad William Lawyer
Chad William Lawyer

LIFE STRATEGY PARTNERS

TUCSON, AZ · CRD#
BM
Brian Llewellyn Mckeighen

FBL WEALTH MANAGEMENT, LLC

West Des Moines, IA · CRD#
EC
Edward Thomas Carpenter

UNION CAPITAL COMPANY

Lake Placid, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad William Lawyer
Chad William Lawyer

LIFE STRATEGY PARTNERS

TUCSON, AZ · CRD#
BM
Brian Llewellyn Mckeighen

FBL WEALTH MANAGEMENT, LLC

West Des Moines, IA · CRD#
EC
Edward Thomas Carpenter

UNION CAPITAL COMPANY

Lake Placid, FL · CRD#

Years of Experience

30 years in the financial services industry

Current & Past Employments

DAVIS DISTRIBUTORS, LLC·CRD# 7975
BD
1. 3600 E. Hemisphere Loop, Tucson, AZ 857062. 620 5th Avenue 3rd Floor, New York, NY 10020
June 27, 1997 - Present
FIRST OF MICHIGAN CORPORATION·CRD# 311
BD
Detroit, MI
March 21, 1996 - November 18, 1996
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
December 5, 1995 - March 18, 1996

Similar Advisors

Chad William Lawyer
Chad William Lawyer

LIFE STRATEGY PARTNERS

TUCSON, AZ · CRD#
BM
Brian Llewellyn Mckeighen

FBL WEALTH MANAGEMENT, LLC

West Des Moines, IA · CRD#
EC
Edward Thomas Carpenter

UNION CAPITAL COMPANY

Lake Placid, FL · CRD#

Current Firm

DD
DAVIS DISTRIBUTORS, LLC

DAVIS DISTRIBUTORS, LLC | VENTURE ADVISERS, L.P. | VENTURE ADVISERS, INC. | SELECTED/VENTURE ADVISERS, L.P. | DAVIS SELECTED ADVISERS, L.P.

CRD#: 7975 / SEC#: 8-39258
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

3600 E. Hemisphere Loop, Tucson, AZ 85706

Mailing Address

2949 East Elvira Road Suite 101, Tucson, AZ 85756

Phone Number

(520) 434-3793

Established

Delaware since 05/12/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DAVIS SELECTED ADVISERS, L.P.SHAREHOLDER—
COHEN, LISA JCHIEF LEGAL OFFICER AND SECRETARY6539159
DAVIS SELECTED ADVISERS- NY, INC.SHAREHOLDER—
EICH, KENNETH CHARLESCHIEF OPERATIONS OFFICER & PRESIDENT1945051
MCLOUGHRY, MICHAELACHIEF COMPLIANCE OFFICER5005041
TYC, GARY PAULCHIEF FINANCIAL OFFICER,VICE PRESIDENT, TREASURER & SECRETARY1113505
WIESE, RUSSELL OTISCHIEF MARKETING OFFICER2590996

Disclosures

Regulatory Event

2

Civil Event

1

Similar Advisors

Chad William Lawyer
Chad William Lawyer

LIFE STRATEGY PARTNERS

TUCSON, AZ · CRD#
BM
Brian Llewellyn Mckeighen

FBL WEALTH MANAGEMENT, LLC

West Des Moines, IA · CRD#
EC
Edward Thomas Carpenter

UNION CAPITAL COMPANY

Lake Placid, FL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Chad William Lawyer
Chad William Lawyer

LIFE STRATEGY PARTNERS

TUCSON, AZ · CRD#
BM
Brian Llewellyn Mckeighen

FBL WEALTH MANAGEMENT, LLC

West Des Moines, IA · CRD#
EC
Edward Thomas Carpenter

UNION CAPITAL COMPANY

Lake Placid, FL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/18/2005)
RR
Alaska
(2/18/2005)
RR
Arizona
(7/19/2000)
RR
Arkansas
(2/18/2005)
RR
California
(2/18/2005)
RR
Colorado
(2/18/2005)
RR
Connecticut
(2/18/2005)
RR
Delaware
(2/18/2005)
RR
District of Columbia
(2/18/2005)
RR
Florida
(2/18/2005)
RR
Georgia
(2/18/2005)
RR
Hawaii
(2/18/2005)
RR
Idaho
(2/18/2005)
RR
Illinois
(2/18/2005)
RR
Indiana
(2/18/2005)
RR
Iowa
(2/18/2005)
RR
Kansas
(2/18/2005)
RR
Kentucky
(2/18/2005)
RR
Louisiana
(2/18/2005)
RR
Maine
(2/18/2005)
RR
Maryland
(2/18/2005)
RR
Massachusetts
(2/18/2005)
RR
Michigan
(2/18/2005)
RR
Minnesota
(2/18/2005)
RR
Mississippi
(2/18/2005)
RR
Missouri
(2/18/2005)
RR
Montana
(2/18/2005)
RR
Nebraska
(2/18/2005)
RR
Nevada
(2/18/2005)
RR
New Hampshire
(2/18/2005)
RR
New Jersey
(2/18/2005)
RR
New Mexico
(2/18/2005)
RR
New York
(2/18/2005)
RR
North Carolina
(2/18/2005)
RR
North Dakota
(2/18/2005)
RR
Ohio
(2/18/2005)
RR
Oklahoma
(2/18/2005)
RR
Oregon
(2/18/2005)
RR
Pennsylvania
(2/18/2005)
RR
Puerto Rico
(2/18/2005)
RR
Rhode Island
(2/18/2005)
RR
South Carolina
(2/18/2005)
RR
South Dakota
(2/18/2005)
RR
Tennessee
(2/18/2005)
RR
Texas
(2/18/2005)
RR
Utah
(2/18/2005)
RR
Vermont
(2/18/2005)
RR
Virginia
(2/18/2005)
RR
Washington
(2/18/2005)
RR
West Virginia
(2/18/2005)
RR
Wisconsin
(2/18/2005)
RR
Wyoming
(2/18/2005)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1995About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Chad William Lawyer
Chad William Lawyer

LIFE STRATEGY PARTNERS

TUCSON, AZ · CRD#
BM
Brian Llewellyn Mckeighen

FBL WEALTH MANAGEMENT, LLC

West Des Moines, IA · CRD#
EC
Edward Thomas Carpenter

UNION CAPITAL COMPANY

Lake Placid, FL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Charles Eich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Chad William Lawyer
Chad William Lawyer

LIFE STRATEGY PARTNERS

TUCSON, AZ · CRD#
BM
Brian Llewellyn Mckeighen

FBL WEALTH MANAGEMENT, LLC

West Des Moines, IA · CRD#
EC
Edward Thomas Carpenter

UNION CAPITAL COMPANY

Lake Placid, FL · CRD#
KE
Follow Kenneth
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required