Mario A. Medina Lopez
Professional summary
Mario A Medina Lopez, who also goes by Mario A Medina, Mario Alberto Medina Lopez, Mario Medina Lopez, is a registered financial advisor currently at THE BUFFALO FINANCIAL GROUP LLC located in Midwest City, Oklahoma.
Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mario has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mario A Medina Lopez's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2024 - Present
THE BUFFALO FINANCIAL GROUP LLC
December 13, 2021 - September 20, 2023
LPL FINANCIAL LLC
June 16, 2021 - September 20, 2023
LPL FINANCIAL LLC
June 7, 2018 - August 21, 2020
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/15/2024)
(7/23/2024)
Exams
Series 7TO
Date: 9/20/2021
General Securities Representative ExaminationCurrent Firm
THE BUFFALO FINANCIAL GROUP LLC
CRD#: 330684 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 13,500,000 |
Red Flags
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