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TE

Thomas J. Eich

AMERICAN ENTERPRISE INVESTMENT SERVICES
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 6927322
TE

Professional summary

Thomas Joshua Eich, who also goes by Tj Eich, Thomas Joshua Eich, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2018. Thomas has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tj Eich | Thomas Joshua Eich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Peckin Peppers, Not Investment-related, 311 Monroe Ave S, Hopkins, MN, USA, 55343, 100% Owner, Start Date: 01/01/2024, 1 hrs per week, 0 trading hrs per week, Sell Hot Sauce, Duties: Grow Peppers Harvest and make hot sauce with them sell online. 2. Pokedaq, Not Investment-related, 311 Monroe Ave S, Hopkins, MN, USA, 55343, 100% Owner, Start Date: 01/01/2022, 2 hrs per week, 0 trading hrs per week, Ebay Sales, Duties: Buy Collectibles to resell.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Joshua Eich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 2025 - Present

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

Office #1: 901 3rd Ave S, Minneapolis, MN 55402
BD
CRD#: 26506
Minneapolis, MN
Past

January 21, 2025 - March 5, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Edina, MN
Past

January 16, 2025 - March 5, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Edina, MN
Past

December 14, 2018 - December 5, 2024

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
MINNEAPOLIS, MN
Past

December 14, 2018 - December 5, 2024

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
MINNEAPOLIS, MN
Past

August 1, 2018 - January 3, 2019

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
MINNEAPOLIS, MN
Past

June 20, 2018 - January 3, 2019

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(4/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/26/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 10/9/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AE
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | NATIONAL INVESTMENT SERVICES, INC. | IDS INVESTMENT SERVICES, INC.

CRD#: 26506 / SEC#: , 8-42582

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
901 3rd Avenue South, Minneapolis, MN 55402
Mailing Address
5221 Ameriprise Financial Center, Minneapolis, MN 55474
Phone number
(612) 671-3662
Established
Minnesota since 04/13/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMPF HOLDING, LLCSHAREHOLDER
CARR, GREGORY GERARDDIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT2210835
FLANSBURG, BRETT ALLENVICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER3179474
GERDES, JOSEPH FRANCISDIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER2391989
MATTOX, MICHAEL SCOTTVICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER4383501
SENNE, ANN MARIEDIRECTOR2515669
SWEENEY, JOSEPH EDWARDDIRECTOR4668713

Disclosures

Regulatory Event10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

CRD#: 26506Minneapolis, MN 55402

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