Andrew D. Baron
Professional summary
Andrew Daniel Baron III, who also goes by Andrew Daniel Baron, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Mclean, Virginia and SPIRE SECURITIES, LLC located in Mclean, Virginia.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Andrew has worked at 2 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 10, Series 9, Series 4, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Daniel Baron III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2022 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #1: 7901 Jones Branch Drive Suite 230, Mclean, VA 22102September 26, 2018 - Present
SPIRE SECURITIES, LLC
Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 52TO
Date: 9/15/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
