Noah J. Behrman

PROVIDENCE CAPITAL

Springdale, AR

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CRD#: 6925785

Professional summary

Noah James Behrman is a registered financial advisor currently at PROVIDENCE CAPITAL located in Springdale, Arkansas.

Noah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Noah has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales. Non-Investment Related. Start 11/2019. Meet with clients, discuss financial goals and need, if applicable provide fixed insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah James Behrman's CRS (Customer Relationship Summary).

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Rogers, AR

Past

October 17, 2018 - December 13, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

AUSTIN, TX

Past

September 20, 2018 - December 13, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(2/1/2024)

IAR

Texas
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/13/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2018

General Securities Representative Examination

Current Firm

PROVIDENCE CAPITAL

PROVIDENCE CAPITAL | PROVIDENCE CAPITAL LLC

CRD#: 328732 / SEC#:

Arkansas

Registered Investment Advisory firm - (1/31/2024 Approved)

Colorado

Registered Investment Advisory firm - (11/27/2024 Approved)

Texas

Registered Investment Advisory firm - (2/7/2024 Approved)

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Contact information

Main Address

Rogers, AR

Mailing Address

Phone number

(469) 213-1532

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 26,491,488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Noah J. Behrman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah James Behrman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVIDENCE CAPITAL

49 FINANCIAL

THRIVENT ADVISOR NETWORK, LLC

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/13/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/20/2018

Current Firm

PROVIDENCE CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROVIDENCE CAPITAL

TRUST BUT VERIFY

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