Makenzie Whicker
Professional summary
Makenzie Whicker, who also goes by Makenzie Biegenwald, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Makenzie is registered as a RR (Registered Representative) and started their career in finance in 2019. Makenzie has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Makenzie Whicker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2026 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207June 22, 2023 - August 4, 2025
WELLS FARGO CLEARING SERVICES, LLC
May 3, 2019 - November 10, 2021
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2026)
Exams
Series 7TO
Date: 5/3/2019
General Securities Representative ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Albany, NY 12207TRUST BUT VERIFY
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