Walter T. Kelley

MAYTECH GLOBAL INVESTMENTS

NEW YORK, NY 10022

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CRD#: 6924047

Professional summary

Walter Thurman Kelley, who also goes by Walter T Kelley, Walter Kelley, is a registered financial advisor currently at MAYTECH GLOBAL INVESTMENTS located in New York, New York.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Walter has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Walter T Kelley | Walter Kelley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Equity Owner, Game Safe 39506 N DAISY MOUNTAIN DR STE 122148 ANTHEM AZ 85086-6067 Payment Approved Technologies 600 CONGRESS AVE FL 14 AUSTIN, TX 78701

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Thurman Kelley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2025 - Present

MAYTECH GLOBAL INVESTMENTS

Office #1: 450 Park Ave Ste 2700, New York, NY 10022

RIA

CRD#: 285985

NEW YORK, NY

Past

November 7, 2019 - July 25, 2025

BROOKMONT CAPITAL MANAGEMENT

RIA

CRD#: 145475

Dallas, TX

Past

April 6, 2018 - June 5, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAYTECH GLOBAL INVESTMENTS

MAYTECH GLOBAL INVESTMENTS | MAYTECH GLOBAL INVESTMENTS, LLC

CRD#: 285985 / SEC#: 801-108849

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/17/2025)

IAR

Oregon
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/6/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MAYTECH GLOBAL INVESTMENTS

MAYTECH GLOBAL INVESTMENTS | MAYTECH GLOBAL INVESTMENTS, LLC

CRD#: 285985 / SEC#: 801-108849

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

450 Park Ave Ste 2700, New York, NY 10022

Mailing Address

Phone number

(212) 899-2730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAYTECH FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 848,468,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter T. Kelley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Thurman Kelley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKMONT CAPITAL MANAGEMENT

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

MAYTECH GLOBAL INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/2019

Series 63

Date: 4/19/2018

SIE

Date: 10/1/2018

Series 6

Date: 4/6/2018

Current Firm

MAYTECH GLOBAL INVESTMENTS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAYTECH GLOBAL INVESTMENTS

TRUST BUT VERIFY

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