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Robert John Waldie

SCP REAL ASSETS
TORONTO,
·CRD# 6923788·8 years experience

Professional Summary

Robert John Waldie, who also goes by R John Waldie, is a registered financial advisor currently at SCP REAL ASSETS, LLC. Robert is registered as a RR (Registered Representative) and started their career in finance in 2018. Robert has worked at 3 firms and has passed the Series 63, SIE, Series 38 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

R John Waldie

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

SCP REAL ASSETS, LLC·CRD# 333667
BD
1. 70 York Street Suite 700, Toronto, M5J 1S92. 70 York Street, Suite 700, Toronto, M5J 1S9
December 11, 2025 - Present
SPROTT ASSET MANAGEMENT USA INC.·CRD# 139022
RIA
Toronto, On
April 10, 2018 - October 1, 2026
SPROTT GLOBAL RESOURCE INVESTMENTS LTD·CRD# 35878
BD
Toronto
April 9, 2018 - December 18, 2025

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Current Firm

SR
SCP REAL ASSETS, LLC

SCP REAL ASSETS, LLC

CRD#: 333667 / SEC#: 8-71315
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

70 York Street Suite 700, Toronto, M5J 1S9

Mailing Address

70 York Street Suite 700, Toronto, M5J 1S9

Phone Number

(416) 637-2707

Established

Delaware since 09/25/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCP REAL ASSETS HOLDINGS, LLCSOLE MEMBER—
CLARK, RHONDACHIEF COMPLIANCE OFFICER/HEAD OF BANKING4153027
FELDMAN, STEVEN MARKCHIEF EXECUTIVE OFFICER1983141
WALDIE, ROBERT JOHNGENERAL SECURITIES PRINCIPAL6923788
YERMOLINA, NATALIA MRSFINOP, PFO, POO7082337

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SPROTT CAPITAL PARTNERS; YES, INVESTMENT RELATED; 200 BAY STREET, SUITE 2600, TORONTO, ON, M5J 2J1, CANADA; PORTFOLIO MANAGER; BEGINNING 03/05/18; APPROX. 160 HOURS A MONTH, ALL GENERALLY DURING SECURITIES TRADING HOURS; DUTIES INCLUDE INVESTMENT ADVISORY SERVICES, PORTFOLIO MANAGEMENT, ORDER EXECUTION. SPROTT ASSET MANAGEMENT USA INC; YES, INVESTMENT RELATED; 200 BAY STREET, SUITE 2600 TORONTO, ON, M5J 2J1, CANADA; PORTFOLIO MANAGER; BEGINNING 04/09/18; APPROX. 40 HOURS A MONTH, ALL GENERALLY DURING SECURITIES TRADING HOURS; DUTIES INCLUDE INVESTMENT ADVISORY SERVICES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/17/2026)
RR
California
(3/17/2026)
RR
Colorado
(3/17/2026)
RR
Connecticut
(3/17/2026)
RR
Florida
(5/27/2026)
RR
Georgia
(3/17/2026)
RR
Illinois
(3/17/2026)
RR
New York
(1/30/2026)
RR
Ohio
(3/17/2026)
RR
Texas
(5/28/2026)
RR
Washington
(3/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2025About the SIE exam

Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)

Passed Apr 2018

Series 24 — General Securities Principal Examination

Passed Apr 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert John Waldie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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