AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
RC

Rhonda Clark

SCP REAL ASSETS
HIGHGATE, ONTARIO,
·CRD# 4153027·26 years experience

Professional Summary

Rhonda Clark is a registered financial advisor currently at SCP REAL ASSETS, LLC. Rhonda is registered as a RR (Registered Representative) and started their career in finance in 2000. Rhonda has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

26 years in the financial services industry

Current & Past Employments

SCP REAL ASSETS, LLC·CRD# 333667
BD
Highgate, Ontario
December 11, 2025 - Present
VIII CAPITAL CORP.·CRD# 39759
BD
Highgate, Ontario
July 22, 2021 - March 24, 2025
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
Toronto, Ontario
May 31, 2000 - August 16, 2019

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

SR
SCP REAL ASSETS, LLC

SCP REAL ASSETS, LLC

CRD#: 333667 / SEC#: 8-71315
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

70 York Street Suite 700, Toronto, M5J 1S9

Mailing Address

70 York Street Suite 700, Toronto, M5J 1S9

Phone Number

(416) 637-2707

Established

Delaware since 09/25/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCP REAL ASSETS HOLDINGS, LLCSOLE MEMBER—
CLARK, RHONDACHIEF COMPLIANCE OFFICER/HEAD OF BANKING4153027
FELDMAN, STEVEN MARKCHIEF EXECUTIVE OFFICER1983141
WALDIE, ROBERT JOHNGENERAL SECURITIES PRINCIPAL6923788
YERMOLINA, NATALIA MRSFINOP, PFO, POO7082337

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/17/2026)
RR
California
(2/13/2026)
RR
Colorado
(2/17/2026)
RR
Connecticut
(3/17/2026)
RR
Delaware
(4/22/2026)
RR
Florida
(5/27/2026)
RR
Georgia
(2/13/2026)
RR
Idaho
(4/6/2026)
RR
Illinois
(3/9/2026)
RR
Iowa
(4/2/2026)
RR
Kentucky
(4/13/2026)
RR
Michigan
(4/9/2026)
RR
Montana
(4/22/2026)
RR
Nevada
(4/10/2026)
RR
New Jersey
(4/7/2026)
RR
New York
(12/16/2025)
RR
North Carolina
(4/2/2026)
RR
Ohio
(2/13/2026)
RR
Oklahoma
(4/7/2026)
RR
Pennsylvania
(4/9/2026)
RR
Rhode Island
(4/3/2026)
RR
Tennessee
(5/21/2026)
RR
Texas
(5/27/2026)
RR
Washington
(4/27/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2003About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Dec 2025About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2021About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2000About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Dec 2025About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2012About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 2003About the Series 26 exam
FINRA
SRO Registrations

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Rhonda Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
RC
Follow Rhonda
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required