DT
David M. Tarnowski
DISRUPTIVE SECURITIES
New York, NY 10001
Some features on this profile are disabled
CRD#: 6922362
DT
Professional summary
David Michael Tarnowski, who also goes by David Tarnowski, is a registered financial professional currently at DISRUPTIVE SECURITIES located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2018. David has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
David Tarnowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Michael Tarnowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2019 - Present
DISRUPTIVE SECURITIES
Office #1: 368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001BD
CRD#: 299155
New York, NY
Past
May 22, 2018 - June 3, 2021
S F SENTRY SECURITIES, INC.
BD
CRD#: 27432
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/1/2021)
RR
Alaska(10/1/2021)
RR
Arizona(10/1/2021)
RR
Arkansas(10/1/2021)
RR
California(10/31/2019)
RR
Colorado(10/1/2021)
RR
Connecticut(11/13/2019)
RR
Delaware(10/1/2021)
RR
District of Columbia(10/1/2021)
RR
Florida(1/14/2020)
RR
Georgia(10/1/2021)
RR
Hawaii(10/1/2021)
RR
Idaho(10/1/2021)
RR
Illinois(10/1/2021)
RR
Indiana(11/1/2019)
RR
Iowa(10/1/2021)
RR
Kansas(10/1/2021)
RR
Kentucky(10/1/2021)
RR
Louisiana(10/1/2021)
RR
Maine(10/1/2021)
RR
Maryland(10/1/2021)
RR
Massachusetts(10/1/2021)
RR
Michigan(10/1/2021)
RR
Minnesota(10/1/2021)
RR
Mississippi(10/1/2021)
RR
Missouri(10/1/2021)
RR
Montana(10/1/2021)
RR
Nebraska(10/1/2021)
RR
Nevada(10/1/2021)
RR
New Hampshire(10/1/2021)
RR
New Jersey(10/1/2021)
RR
New Mexico(10/1/2021)
RR
New York(11/8/2019)
RR
North Carolina(10/1/2021)
RR
North Dakota(10/1/2021)
RR
Ohio(10/4/2021)
RR
Oklahoma(10/1/2021)
RR
Oregon(10/1/2021)
RR
Pennsylvania(10/1/2021)
RR
Puerto Rico(10/1/2021)
RR
Rhode Island(10/1/2021)
RR
South Carolina(10/1/2021)
RR
South Dakota(10/1/2021)
RR
Texas(12/6/2019)
RR
Utah(10/1/2021)
RR
Vermont(10/1/2021)
RR
Virgin Islands(10/1/2021)
RR
Virginia(10/1/2021)
RR
Washington(10/1/2021)
RR
West Virginia(10/1/2021)
RR
Wisconsin(10/1/2021)
RR
Wyoming(10/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DS
DISRUPTIVE SECURITIES
DISRUPTIVE SECURITIES | DISRUPTIVE SECURITIES, LLC
CRD#: 299155 / SEC#: , 8-70241
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
Mailing Address
369 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
Phone number
(973) 650-4385
Established
Delaware since 09/24/2018
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
