Timothy I. Mcnally
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Ian Mcnally was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2019. Timothy had worked at 5 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2024 - November 3, 2025
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
March 16, 2021 - November 3, 2025
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
January 22, 2021 - July 1, 2024
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
August 29, 2019 - December 21, 2020
MML INVESTORS SERVICES, LLC
May 23, 2019 - August 27, 2019
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 5/23/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
CRD#: 150842 / SEC#: , 8-68303
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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