LT
Laura E. Thuener
VANGUARD ADVISERS
PLANO, TX 75024
Some features on this profile are disabled
CRD#: 6920762
LT
Professional summary
Laura Elizabeth Thuener, who also goes by Laura E Thuener, Laura Thuener, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Laura has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura E Thuener | Laura Thuener
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
CRS (Client Relationship Summary) - RIA
Click below to view Laura Elizabeth Thuener's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2025 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Ave, Plano, TX 75024RIA
CRD#: 106715
PLANO, TX
Current
June 3, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Avenue, Plano, TX 75024BD
CRD#: 7452
Plano, TX
Past
April 21, 2021 - April 9, 2025
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Westlake, TX
Past
April 21, 2021 - April 9, 2025
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Westlake, TX
Past
June 18, 2019 - March 17, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
April 10, 2018 - March 16, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2025)
RR
Alaska(6/10/2025)
RR
Arizona(6/10/2025)
RR
Arkansas(6/10/2025)
RR
California(6/10/2025)
RR
Colorado(6/10/2025)
RR
Connecticut(6/10/2025)
RR
Delaware(6/10/2025)
RR
District of Columbia(6/10/2025)
RR
Florida(6/10/2025)
RR
Georgia(6/10/2025)
RR
Hawaii(6/10/2025)
RR
Idaho(6/10/2025)
RR
Illinois(6/10/2025)
RR
Indiana(6/10/2025)
RR
Iowa(6/10/2025)
RR
Kansas(6/10/2025)
RR
Kentucky(6/10/2025)
RR
Louisiana(6/10/2025)
RR
Maine(6/10/2025)
RR
Maryland(6/10/2025)
RR
Massachusetts(6/10/2025)
RR
Michigan(6/10/2025)
RR
Minnesota(6/10/2025)
RR
Mississippi(6/10/2025)
RR
Missouri(6/10/2025)
RR
Montana(6/10/2025)
RR
Nebraska(6/10/2025)
RR
Nevada(6/10/2025)
RR
New Hampshire(6/10/2025)
RR
New Jersey(6/10/2025)
RR
New Mexico(6/10/2025)
RR
New York(6/10/2025)
RR
North Carolina(6/10/2025)
RR
North Dakota(6/10/2025)
RR
Ohio(6/10/2025)
RR
Oklahoma(6/10/2025)
RR
Oregon(6/10/2025)
RR
Pennsylvania(6/10/2025)
RR
Puerto Rico(6/10/2025)
RR
Rhode Island(6/10/2025)
RR
South Carolina(6/10/2025)
RR
South Dakota(6/10/2025)
RR
Tennessee(6/10/2025)
RR
Texas(6/3/2025)
IAR
Texas(6/3/2025)
RR
Utah(6/10/2025)
RR
Vermont(6/10/2025)
RR
Virgin Islands(6/10/2025)
RR
Virginia(6/10/2025)
RR
Washington(6/10/2025)
RR
West Virginia(6/10/2025)
RR
Wisconsin(6/10/2025)
RR
Wyoming(6/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
Phone number
(610) 669-1000
Established
Firm type
Fiscal year end
# of Employees
2,225
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
Monitor Laura Thuener
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
