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Taylor Kenneth Howie

INTEGRAL WEALTH SECURITIES
Toronto,
·CRD# 6920056·8 years experience

Professional Summary

Taylor Kenneth Howie is a registered financial advisor currently at INTEGRAL WEALTH SECURITIES LLC. Taylor is registered as a RR (Registered Representative) and started their career in finance in 2018. Taylor has worked at 2 firms and has passed the Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

INTEGRAL WEALTH SECURITIES LLC·CRD# 36143
BD
181 University Ave. Suite 1600, Toronto, M5H 3M7
September 28, 2023 - Present
PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
St Louis, MO
September 27, 2018 - May 28, 2021

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Current Firm

IW
INTEGRAL WEALTH SECURITIES LLC

AMERA SECURITIES LLC | SHIPLEY RAIDY CAPITAL PARTNERS, LP | SHIPLEY RAIDY CAPITAL PARTNERS, LLC | SHIPLEY RAIDY CAPITAL CORPORATION | INTEGRAL WEALTH SECURITIES LLC | ARIANE CAPITAL PARTNERS LLC

CRD#: 36143 / SEC#: 8-47026
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

200 Vesey St. 24th Floor, New York, NY 10281

Mailing Address

200 Vesey St. 24th Floor, New York, NY 10281

Phone Number

(888) 799-8856

Established

Pennsylvania since 01/01/2002

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (27 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERA HOLDINGS LLCDIRECT OWNER—
GIBSON, JOHNCEO/CCO7661898
PETERS, ROBERT WILLIAMFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1704577

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jul 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2018About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Taylor Kenneth Howie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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