Taylor S. Doemel
Professional summary
Taylor Scott Doemel, who also goes by Ty Doemel, is a registered financial advisor currently at AUSDAL FINANCIAL PARTNERS, INC. located in Marinette, Wisconsin.
Taylor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Taylor has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Taylor Scott Doemel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Taylor Scott Doemel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2025 - Present
AUSDAL FINANCIAL PARTNERS, INC.
Office #1: 2008 Ella Court, Marinette, WI 54143July 15, 2025 - Present
AUSDAL FINANCIAL PARTNERS, INC.
Office #1: 2008 Ella Court, Marinette, WI 54143October 11, 2024 - July 17, 2025
OSAIC WEALTH, INC.
October 11, 2024 - July 17, 2025
OSAIC WEALTH, INC.
April 18, 2018 - October 11, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
March 19, 2018 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
AUSDAL FINANCIAL PARTNERS, INC.
CRD#: 7995 / SEC#: 801-69266, 8-24519
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2025)
(7/15/2025)
(7/16/2025)
(7/15/2025)
(7/15/2025)
(7/15/2025)
(7/15/2025)
(7/15/2025)
Exams
FINRA
Current Firm
AUSDAL FINANCIAL PARTNERS, INC.
CRD#: 7995 / SEC#: 801-69266, 8-24519
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AFP HOLDCO, LLC | SHAREHOLDER | |
| HICKS, JOHN BRYAN | SHAREHOLDER,VICE PRESIDENT, BOARD MEMBER | |
| ROBERTS, DAVID BRUCE | VICE PRESIDENT, SHAREHOLDER, BOARD MEMBER | |
| SHUMBERG, IVANA M | FINOP | 3167225 |
| SIMPSON, JAMES JEFFERSON | SHAREHOLDER, CEO, BOARD MEMBER | 2204191 |
| WESTCOMB, NATHAN DAVID | CHIEF COMPLIANCE OFFICER | 6342420 |
Regulatory assets under management
| Total Number of Accounts | 10,402 |
| AUM (Assets Under Management) | $ 2,134,630,563 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 04/08/2024 | ||
| 01/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AUSDAL FINANCIAL PARTNERS, INC.
CRD#: 7995Marinette, WI 54143TRUST BUT VERIFY
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