Mauro A. Avila

NATIONWIDE INVESTMENT SERVICES

Columbus, OH 43215

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CRD#: 6919168

Professional summary

Mauro Angel Avila, who also goes by Mauro Avila, Mauro Angel Avila, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.

Mauro is registered as a RR (Registered Representative) and started their career in finance in 2018. Mauro has worked at 3 firms and has passed the Series 63, SIE, Series 6, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mauro Avila | Mauro Angel Avila

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mauro Angel Avila's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2023 - Present

NATIONWIDE INVESTMENT SERVICES CORPORATION

Office #1: One Nationwide Plaza, Columbus, OH 43215

CRD#: 7110

Columbus, OH

Past

May 4, 2021 - July 28, 2023

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

Westlake Village, CA

Past

May 31, 2019 - May 3, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

VENTURA, CA

Past

May 1, 2018 - July 13, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

VENTURA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/21/2023)

Exams

State Security Law Exam

Series 63

Date: 8/16/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/1/2018

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 12/17/2021

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/27/2021

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE INVESTMENT ADVISORS, LLC | PEBSCO SECURITIES CORP. | NATIONWIDE RETIREMENT INSTITUTE, A DIVISION OF NISC | NATIONWIDE INVESTMENT SVCS. CORPORATION | NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110 / SEC#: , 8-20254

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Nationwide Plaza 1-33-401, Columbus, OH 43215

Mailing Address

One Nationwide Plaza 1-33-401, Columbus, OH 43215

Phone number

+1 (800) 882-2822

Established

Oklahoma since 03/19/1974

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NATIONWIDE LIFE INSURANCE COMPANY	SHAREHOLDER
AMBROZY, TINA S	PRESIDENT/BOARD DIRECTOR	3149224
HAWLEY, CRAIG ALAN	BOARD DIRECTOR	4499105
RABENSTINE, JAMES JAY	CHIEF COMPLIANCE OFFICER	2025566
ROSWELL, EWAN THEODORE	AVP, FINANCE CONTROLLERSHIP-NF AND FINOP	3056545
STEVENSON, ERIC RAY	BOARD DIRECTOR	5250338

Disclosures

Regulatory Event	4
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mauro A. Avila

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mauro Angel Avila's CRS (Customer Relationship Summary).

Certified licenses

Experience

FARMERS FINANCIAL SOLUTIONS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/2018

SIE

Date: 7/13/2018

Series 6

Date: 5/1/2018

Series 51

Date: 12/17/2021

Series 26

Date: 5/27/2021

FINRA

Current Firm

NATIONWIDE INVESTMENT SERVICES CORPORATION

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIONWIDE INVESTMENT SERVICES CORPORATION

TRUST BUT VERIFY

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