Andrew J. Buttolph
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew James Buttolph was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2019. Andrew had worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2019 - February 24, 2025
WALLEYE TRADING LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 5/17/2019
Securities Trader ExamCurrent Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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