Michael A. Hoefler

PLAN A WEALTH

Lincoln, NE 68516

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CRD#: 6918243

Professional summary

Michael Anthony Hoefler is a registered financial advisor currently at PLAN A WEALTH, LLC located in Lincoln, Nebraska and PRIVATE CLIENT SERVICES, LLC located in Lincoln, Nebraska.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Hoefler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2020 - Present

PLAN A WEALTH, LLC

Office #1: 7221 Plaza Court, Lincoln, NE 68516

RIA

CRD#: 287860

Lincoln, NE

Current

June 26, 2020 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 7221 Plaza Court, Lincoln, NE 68516

RIA

CRD#: 120222

Lincoln, NE

Past

May 9, 2018 - June 16, 2020

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LINCOLN, NE

Past

March 6, 2018 - June 16, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAN A WEALTH, LLC

PLAN A WEALTH MANAGEMENT | PLAN A WEALTH, LLC

CRD#: 287860 / SEC#: 801-110113

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/24/2023)

Arizona
(7/24/2023)

Arkansas
(7/24/2023)

California
(7/24/2023)

Florida
(7/24/2023)

Idaho
(7/24/2023)

Illinois
(7/24/2023)

Indiana
(9/19/2023)

Iowa
(7/24/2023)

Kansas
(7/24/2023)

Maine
(7/24/2023)

Minnesota
(7/24/2023)

Missouri
(10/2/2025)

Montana
(7/25/2023)

IAR

Nebraska
(6/16/2020)

Nebraska
(6/26/2020)

New Jersey
(7/24/2023)

Ohio
(7/24/2023)

South Dakota
(1/5/2026)

Texas
(7/24/2023)

Vermont
(7/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PLAN A WEALTH, LLC

PLAN A WEALTH MANAGEMENT | PLAN A WEALTH, LLC

CRD#: 287860 / SEC#: 801-110113

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

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Contact information

Main Address

7221 Plaza Court, Lincoln, NE 68516

Mailing Address

Phone number

(402) 975-8008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,930
AUM (Assets Under Management)	$ 370,405,496

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael A. Hoefler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Hoefler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

PLAN A WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/6/2018

FINRA

Current Firm

PLAN A WEALTH, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAN A WEALTH, LLC

TRUST BUT VERIFY

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