MH
Michael A. Hoefler
PLAN A WEALTH
Lincoln, NE 68516
Some features on this profile are disabled
CRD#: 6918243
MH
Professional summary
Michael Anthony Hoefler is a registered financial advisor currently at PLAN A WEALTH, LLC located in Lincoln, Nebraska and PRIVATE CLIENT SERVICES, LLC located in Lincoln, Nebraska.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TEAMMATES OF NORRIS POSITION: Treasurer & Mentor NATURE: Volunteer Treasurer for mentoring non-profit Also considering mentoring in school setting INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2010 ADDRESS: 25211 South 68th, Firth NE 68358 DESCRIPTION: make deposits and write checks for the Norris School chapter of TeamMates. May also meet with student throughout school year. 2) VILLAGE OF FIRTH POSITION: Treasurer NATURE: Employed Part-Time as the Treasurer for the Village of Firthsince May of1998. INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1998 ADDRESS: 311 Nemaha Street, Firth, NE 68358 NE 68358 DESCRIPTION: Prepare financials for the Village of Firth.Obtain funding for projects through grants and bonds.Pay monthly bills for the Village.Complete annual municipalbudget. 3) ROYAL FAMILY KIDS POSITION: Mentor/Counselor NATURE: Camp and mentoring for children who have been in foster care. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2006 ADDRESS: 6000 S 84th Street, Lincoln NE 68516 DESCRIPTION: Responsible for two boys from Lancaster County 20 hours a day at a camp on Nebraska for 5 days.Also mentor one boy 6 hours per month during the school year. 4) NEW COVENANT COMMUNITY CHURCH POSITION: Sunday School Teacher & Wednesday Evening "Crew" Leader NATURE: Sunday School Teacher & Wednesday Evening "Crew" Leader INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2005 ADDRESS: 6000 S 84th Street, Lincoln NE 68516 5) PLAN A WEALTH MANAGEMENT; INVESTMENT-RELATED; 7221 PLAZA COURT, LINCOLN, NE 68516; SECURITIES SALES; REGISTERED INVESTMENT ADVISOR; 06/15/2020. 160 HOURS/MO; 130 DURING TRADING HOURS. 6) YMCA; Not Investment-related; Coach; None during securities trading hours; Start 09/2021; coach: manage practices and games for kids sports
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Hoefler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2020 - Present
PLAN A WEALTH, LLC
Office #1: 7221 Plaza Court, Lincoln, NE 68516RIA
CRD#: 287860
Lincoln, NE
Current
June 26, 2020 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 7221 Plaza Court, Lincoln, NE 68516RIA
BD
CRD#: 120222
Lincoln, NE
Past
May 9, 2018 - June 16, 2020
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LINCOLN, NE
Past
March 6, 2018 - June 16, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PLAN A WEALTH, LLC
PLAN A WEALTH MANAGEMENT | PLAN A WEALTH, LLC
CRD#: 287860 / SEC#: 801-110113
RIA
Registered Investment Advisory firm - (3/22/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/24/2023)
RR
Arizona(7/24/2023)
RR
Arkansas(7/24/2023)
RR
California(7/24/2023)
RR
Florida(7/24/2023)
RR
Idaho(7/24/2023)
RR
Illinois(7/24/2023)
RR
Indiana(9/19/2023)
RR
Iowa(7/24/2023)
RR
Kansas(7/24/2023)
RR
Maine(7/24/2023)
RR
Minnesota(7/24/2023)
RR
Missouri(10/2/2025)
RR
Montana(7/25/2023)
IAR
Nebraska(6/16/2020)
RR
Nebraska(6/26/2020)
RR
New Jersey(7/24/2023)
RR
Ohio(7/24/2023)
RR
Texas(7/24/2023)
RR
Vermont(7/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PLAN A WEALTH, LLC
PLAN A WEALTH MANAGEMENT | PLAN A WEALTH, LLC
CRD#: 287860 / SEC#: 801-110113
RIA
Registered Investment Advisory firm - (3/22/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7221 Plaza Court, Lincoln, NE 68516
Mailing Address
Phone number
(402) 975-8008
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,930 |
| AUM (Assets Under Management) | $ 370,405,496 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
