Adrian Ennis
STRATEGIC ADVISERS | Investment Consultant
NEW ROCHELLE, NY
Some features on this profile are disabled
CRD#: 6918125
Professional summary
Adrian Ennis, who also goes by Adrian C Ennis, Adrian Claude Ennis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New Rochelle, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Adrian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Adrian has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Biography
It is my endeavor to assist clients with creating a bespoke financial plan. I take the time to tailor solutions to their specific goals. As an Investment Consultant with Fidelity Investments it brings me satisfaction to play a part in helping client actualize some of their dreams and aspirations. I have discovered my purpose through sharing in the success and planning for some of the most important people and events in a individual's life.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adrian C Ennis | Adrian Claude Ennis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adrian Ennis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
St. John's University
Bachelor of Arts (BA) - Psychology Major & Philosophy Minor
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 330 Park Ave S, New York, NY 10010-3643RIA
CRD#: 104555
NEW ROCHELLE, NY
Current
July 11, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 330 Park Ave S, New York, NY 10010-3643BD
CRD#: 7784
New York, NY
Past
July 14, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
August 4, 2021 - June 22, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BROOKLYN, NY
Past
June 22, 2021 - June 22, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BROOKLYN, NY
Past
June 4, 2018 - June 7, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MADISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/20/2023)
RR
Connecticut(7/11/2022)
RR
Delaware(5/3/2024)
RR
District of Columbia(7/11/2022)
RR
Florida(7/11/2022)
RR
Georgia(9/22/2022)
RR
Illinois(1/23/2025)
RR
Indiana(9/3/2024)
RR
Maryland(7/11/2022)
RR
Massachusetts(7/11/2022)
RR
Michigan(10/4/2022)
RR
Minnesota(5/9/2023)
RR
Nevada(8/22/2022)
RR
New Jersey(7/11/2022)
RR
New York(7/11/2022)
IAR
New York(3/31/2025)
RR
North Carolina(7/11/2022)
RR
Ohio(1/8/2026)
RR
Oregon(6/12/2023)
RR
Pennsylvania(7/11/2022)
RR
South Carolina(1/8/2026)
RR
South Dakota(11/20/2025)
RR
Tennessee(10/31/2022)
RR
Texas(7/11/2022)
IAR
Texas(3/31/2025)
RR
Vermont(4/24/2023)
RR
Virginia(3/2/2024)
RR
Washington(1/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
