Evan James Grace
Professional Summary
Evan James Grace is a registered financial advisor currently at INFINITY CAPITAL SECURITIES, LLC located in Oklahoma City, Oklahoma. Evan is registered as a RR (Registered Representative) and started their career in finance in 2018. Evan has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
VALIDUS CAPITAL LLC
LPL FINANCIAL LLC
DAKOTA WEALTH, LLC
O'HAGAN GROUP, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
VALIDUS CAPITAL LLC
LPL FINANCIAL LLC
DAKOTA WEALTH, LLC
O'HAGAN GROUP, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
VALIDUS CAPITAL LLC
LPL FINANCIAL LLC
DAKOTA WEALTH, LLC
O'HAGAN GROUP, INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
VALIDUS CAPITAL LLC
LPL FINANCIAL LLC
DAKOTA WEALTH, LLC
O'HAGAN GROUP, INC.
Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
VALIDUS CAPITAL LLC
LPL FINANCIAL LLC
DAKOTA WEALTH, LLC
O'HAGAN GROUP, INC.
Current Firm
INFINITY CAPITAL SECURITIES, LLC
Contact Information
Main Address
499 W. Sheridan Avenue Suite 1210, Oklahoma City, OK 73102Mailing Address
499 W. Sheridan Avenue Suite 1210, Oklahoma City, OK 73102Phone Number
(405) 400-8977Established
Oklahoma since 04/06/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
VALIDUS CAPITAL LLC
LPL FINANCIAL LLC
DAKOTA WEALTH, LLC
O'HAGAN GROUP, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
VALIDUS CAPITAL LLC
LPL FINANCIAL LLC
DAKOTA WEALTH, LLC
O'HAGAN GROUP, INC.
State Registrations and Notice Filings
(7/23/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2018About the Series 79 examSRO Registrations
Similar Advisors
VALIDUS CAPITAL LLC
LPL FINANCIAL LLC
DAKOTA WEALTH, LLC
O'HAGAN GROUP, INC.
CRS (Client Relationship Summary) - BD
Click below to view Evan James Grace's CRS (Customer Relationship Summary).
Similar Advisors
VALIDUS CAPITAL LLC
LPL FINANCIAL LLC
DAKOTA WEALTH, LLC
O'HAGAN GROUP, INC.