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Christopher J Lee

INFINITY CAPITAL SECURITIES
Oklahoma City, OK
·CRD# 6310635·12 years experience

Professional Summary

Christopher J Lee, who also goes by Chris John Lee, Christopher J Lee Mr, is a registered financial advisor currently at INFINITY CAPITAL SECURITIES, LLC located in Oklahoma City, Oklahoma. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 79, Series 28 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris John Lee, Christopher J Lee Mr

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

INFINITY CAPITAL SECURITIES, LLC·CRD# 296886
BD
1. 201 Nw 10th Street Suite 200, Oklahoma City, OK 731032. 110 N Elgin Ave St #430, Tulsa, OK 741203. 499 W. Sheridan Avenue Suite 1210, Oklahoma City, OK 73102
July 10, 2018 - Present
WAYPOINT SECURITIES, LLC·CRD# 158622
BD
Sun Prairie, WI
June 24, 2014 - August 24, 2018

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Current Firm

IC
INFINITY CAPITAL SECURITIES, LLC

INFINITY CAPITAL SECURITIES, LLC

CRD#: 296886 / SEC#: 8-70115
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

499 W. Sheridan Avenue Suite 1210, Oklahoma City, OK 73102

Mailing Address

499 W. Sheridan Avenue Suite 1210, Oklahoma City, OK 73102

Phone Number

(405) 400-8977

Established

Oklahoma since 04/06/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INFINITY CAPITAL, LLCHOLDING COMPANY—
LEE, CHRISTOPHER JMANAGING MEMBER, CCO, EXECUTIVE REP, CFO, FINOP6310635
VAHLBERG, BRYAN WILLIAMMANAGING MEMBER6829746

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Oklahoma
(7/12/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2014About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Jul 2017About the Series 82 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jun 2014About the Series 79 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Sep 2018About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed May 2018About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher J Lee's CRS (Customer Relationship Summary).

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