James P. Gemmell

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CRD#: 6916173

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Perry Gemmell was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2018. James had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 7, 2018 - March 25, 2019

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

Boston, MA

Past

May 1, 2018 - March 25, 2019

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

PITTSBURGH, PA

Past

May 1, 2018 - March 25, 2019

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

Pittsburgh, PA

Past

April 4, 2018 - March 25, 2019

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

CRD#: 109355 / SEC#: 801-55094

RIA

Registered Investment Advisory firm - (11/13/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2018

General Securities Representative Examination

Current Firm

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

CRD#: 109355 / SEC#: 801-55094

RIA

Registered Investment Advisory firm - (11/13/1997 Approved)

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Contact information

Main Address

125 High Street Oliver Street Tower 21st Floor, Boston, MA, 02110

Mailing Address

Phone number

(617) 235-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MDT SUMMARY OF CHANGES (3/14/2025)

2025 MDT FORM ADV PART 2 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,392
AUM (Assets Under Management)	$ 11,663,958,404

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James P. Gemmell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2018

Current Firm

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

TRUST BUT VERIFY

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