CK
Cathal G. Kielty
DAVY SECURITIES
Dublin 2, D2
Some features on this profile are disabled
CRD#: 6915999
CK
Professional summary
Cathal Gearoid Kielty is a registered financial professional currently at DAVY SECURITIES .
Cathal is registered as a RR (Registered Representative) and started their career in finance in 2018. Cathal has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Cathal Gearoid Kielty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2018 - Present
DAVY SECURITIES
Office #1: Davy House 49 Dawson Street, Dublin 2, D2BD
CRD#: 131901
Dublin 2,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(6/20/2018)
RR
Ohio(5/2/2018)
RR
Virginia(1/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DS
DAVY SECURITIES
DAVY SECURITIES | DAVY SECURITIES UNLIMITED CO | DAVY SECURITIES LIMITED
CRD#: 131901 / SEC#: , 8-66522
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
Davy House 49 Dawson Street, Dublin 2, D2
Mailing Address
Davy House 49 Dawson Street, Dublin 2, D2
Phone number
353 (1) 679 2816
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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