Frank J. Fiumecaldo
AVENTINE FINANCIAL GROUP
Doylestown, PA 18902
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CRD#: 6915768
Professional summary
Frank J Fiumecaldo III, CFP® is a registered financial advisor currently at AVENTINE FINANCIAL GROUP located in Doylestown, Pennsylvania.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Frank has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Frank J Fiumecaldo III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
October 23, 2019 - Present
AVENTINE FINANCIAL GROUP
Office #1: 4259 West Swamp Road Suite 302, Doylestown, PA 18902Office #2: 100 Park Avenue 16th Floor, New York, NY, 10017RIA
CRD#: 292390
Doylestown, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AVENTINE FINANCIAL GROUP
AVENTINE FINANCIAL GROUP | AVENTINE FINANCIAL GROUP, LLC | AVENTINE FINANCIAL GROUP LLC
CRD#: 292390 / SEC#: 801-134117
RIA
Registered Investment Advisory firm - (8/6/2025 Approved)Florida
Registered Investment Advisory firm - (8/26/2020 Approved)New York
Registered Investment Advisory firm - (6/5/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (6/30/2020 Approved)Texas
Registered Investment Advisory firm - (5/26/2020 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(10/23/2019)
IAR
Texas(5/29/2020)
Exams
Current Firm
AF
AVENTINE FINANCIAL GROUP
AVENTINE FINANCIAL GROUP | AVENTINE FINANCIAL GROUP, LLC | AVENTINE FINANCIAL GROUP LLC
CRD#: 292390 / SEC#: 801-134117
RIA
Registered Investment Advisory firm - (8/6/2025 Approved)Florida
Registered Investment Advisory firm - (8/26/2020 Approved)New York
Registered Investment Advisory firm - (6/5/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (6/30/2020 Approved)Texas
Registered Investment Advisory firm - (5/26/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4259 West Swamp Road Suite 302, Doylestown, PA 18902
Mailing Address
Phone number
(212) 269-2512
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 119,295,613 |
Red Flags
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