Marshall D. Landis
Professional summary
Marshall Dee Landis is a registered financial professional currently at TJM INVESTMENTS, LLC located in Chicago, Illinois.
Marshall is registered as a RR (Registered Representative) and started their career in finance in 2018. Marshall has worked at 2 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marshall Dee Landis's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2018 - Present
TJM INVESTMENTS, LLC
Office #1: Cboe Trading Floor 141 West Jackson Boulevard, Chicago, IL 60604April 12, 2018 - July 26, 2018
MIDWESTERN SECURITIES TRADING COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2020)
Exams
Series 57TO
Date: 4/15/2019
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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