KW
Kelly C. Walgamotte
EAGLE STRATEGIES LLC
MANDEVILLE, LA 70471
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CRD#: 6915403
KW
Professional summary
Kelly Clark Walgamotte is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Mandeville, Louisiana and NYLIFE SECURITIES LLC located in Mandeville, Louisiana.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kelly has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 750 North St. Paul Street #1900 Dallas, TX; start 01/2022; commissions; 1 hour per month, 1 hour during securities trading hours; insurance related] [Northshore Fitness LLC (Dormant); 203 Lestin Dr, Slidell, LA 70460; start 02/2010; No hours; No compensation; not-investment related] [Baton Rouge Fitness Magazine LLC (Dormant); 2260 Carey St. Slidell LA 70458; start 01/2012; No hours; No compensation; not-investment related] [ Senior Living Magazine LLC (Dormant); 203 Lestin Dr, Slidell, LA 70460; start 08/2014; No hours; No compensation; not-investment related] [Paws Life Magazine LLC (Dormant); 203 Lestin Dr, Slidell, LA 70460; start 07/2018; No hours; No compensation; not-investment related] [Lifestyles 55+ Magazine (Dormant); 203 Lestin Dr, Slidell, LA 70460; start 08/2017; No hours; No compensation; not-investment related] [ Metro Fitness LLC (Dormant); 203 Lestin Dr, Slidell, LA 70460; start 05/2012; No hours; No compensation; not-investment related] [ Sportsmen Marketing LLC (Dormant); 5112 Laurel St, New Orleans, LA 70115; start 09/2002; No hours; No compensation; not-investment related] [St. Tammy Council on the Ageing Inc; Board Member Executive Officer, Treasurer. We serve Seniors; 72060 Ramos Ave Covington, LA 70433; Start Date 08/2018; Role/Title: Board Member; Not Investment Related; 5 hours per month; 1 hours per month during securities trading hours; I review financial statements and sign checks]
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Clark Walgamotte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 830 W Causeway Approach Suite 1100, Mandeville, LA 70471RIA
CRD#: 110826
MANDEVILLE, LA
Current
April 28, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 830 West Causeway Approach Suite 1100, Mandeville, LA 70471BD
CRD#: 5167
MANDEVILLE, LA
Past
October 5, 2022 - February 17, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
SLIDELL, LA
Past
June 21, 2021 - February 17, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
SLIDELL, LA
Past
December 23, 2019 - June 28, 2021
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW ORLEANS, LA
Past
October 10, 2018 - October 1, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Gulfport, MS
Past
June 22, 2018 - August 31, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Nashville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(4/28/2023)
IAR
Louisiana(8/21/2024)
RR
Texas(1/23/2024)
RR
Virginia(4/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/15/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
