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VG

Victor Gubian

CIC MARKET SOLUTIONS
New York, NY 10022
Some features on this profile are disabled
CRD#: 6914953
VG

Professional summary

Victor Gubian is a registered financial professional currently at CIC MARKET SOLUTIONS, INC. located in New York, New York.

Victor is registered as a RR (Registered Representative) and started their career in finance in 2018. Victor has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Victor Gubian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 18, 2019 - Present

CIC MARKET SOLUTIONS, INC.

Office #1: 520 Madison Avenue 36th Floor, New York, NY, 10022
BD
CRD#: 47069
New York, NY
Past

March 22, 2018 - July 11, 2019

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/18/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 4/10/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/22/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CM
CIC MARKET SOLUTIONS, INC.
CIC EUROSECURITIES, INC. | GSN NORTH AMERICA, INC. | ESN NORTH AMERICA, INC. | CM-CIC MARKET SOLUTIONS INC. | CIC MARKET SOLUTIONS, INC.

CRD#: 47069 / SEC#: , 8-51649

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
520 Madison Ave, New York, NY 10022
Mailing Address
520 Madison Ave, New York, NY 10022
Phone number
(212) 659-6292
Established
Delaware since 10/27/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CREDIT INDUSTRIEL ET COMMERCIAL (CIC)DIRECT OWNER
ANGUE, GUILLAUME DANIELCHAIRMAN5251066
BERENGUIER, RENAUD JEAN-MICHELBOARD MEMBER7453449
ENGLESE, ALEX JOSEPHCCO2634300
ENGLESE, ALEX JOSEPHPRESIDENT/CEO2634300
FORTINO, ROBERT ANTHONYFINOP/PFO1905741
LANOE, GUILLAUMEBOARD MEMBER8048039
MONRIQUE, YVESBOARD MEMBER7226581

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CIC MARKET SOLUTIONS, INC.

CRD#: 47069New York, NY 10022

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