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LF

Laura E. Fitzpatrick

DAVY SECURITIES
Dublin 2, D2
Some features on this profile are disabled
CRD#: 6913394
LF

Professional summary

Laura Elizabeth Fitzpatrick is a registered financial professional currently at DAVY SECURITIES .

Laura is registered as a RR (Registered Representative) and started their career in finance in 2018. Laura has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laura Elizabeth Fitzpatrick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 17, 2023 - Present

DAVY SECURITIES

Office #1: Davy House 49 Dawson Street, Dublin 2, D2Office #2: 49 Dawson Street, Dublin, D2
BD
CRD#: 131901
Dublin 2,
Past

May 8, 2018 - September 27, 2022

GOODBODY SECURITIES INC

BD
CRD#: 135790
DUBLIN 4,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/17/2023)
RR
Ohio
(1/24/2023)
RR
Virginia
(1/17/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 5/9/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DAVY SECURITIES
DAVY SECURITIES | DAVY SECURITIES UNLIMITED CO | DAVY SECURITIES LIMITED

CRD#: 131901 / SEC#: , 8-66522

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
Davy House 49 Dawson Street, Dublin 2, D2
Mailing Address
Davy House 49 Dawson Street, Dublin 2, D2
Phone number
353 (1) 679 2816
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
J & E DAVY HOLDINGSSOLE MEMBER
CAMPBELL, ROBERT NMNFINOP, PFO, POO1349154
CONNOLLY, ALLISON SIOBHANEXECUTIVE REPRESENATIVE5486724
MURPHY, STEPHEN VINCENTCHIEF COMPLIANCE OFFICER2242466
NELIGAN, DAVID ALEXANDEREXECUTIVE REPRESENTATIVE4620414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAVY SECURITIES

CRD#: 131901Dublin 2, D2

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