Peter B. Creech
Professional summary
Peter Beaton Creech, who also goes by Peter Creech, is a registered financial professional currently at HARRIS WILLIAMS located in San Francisco, California.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2018. Peter has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Beaton Creech's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2022 - Present
HARRIS WILLIAMS
Office #1: One Market Plaza Steuart Tower - 11th Floor, San Francisco, CA 94105June 10, 2022 - June 13, 2022
HOULIHAN LOKEY ADVISORS, LLC
June 3, 2022 - June 13, 2022
HOULIHAN LOKEY CAPITAL, INC.
December 21, 2021 - June 3, 2022
HOULIHAN LOKEY CAPITAL, INC.
February 4, 2020 - June 3, 2022
HOULIHAN LOKEY ADVISORS, LLC
August 29, 2018 - January 11, 2020
COMCAP HOLDINGS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2022)
Exams
FINRA
Current Firm
HARRIS WILLIAMS
CRD#: 113930 / SEC#: , 8-53380
Contact information
FINRA licenses (45 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BALTIMORE, ROBERT MARTIN | BOARD MEMBER / CO-CEO | 4445610 |
| HART, JASON EDWARD HEATH | FINOP | 4173982 |
| HART, JASON EDWARD HEATH | PRINCIPAL FINANCIAL OFFICER | 4173982 |
| HART, JASON EDWARD HEATH | PRINCIPAL OPERATIONS OFFICER | 4173982 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER AND SECRETARY OF THE BOARD | 5094038 |
| NEUNER, JOHN IV | BOARD MEMBER / CO-CEO | 4578584 |
| POGGI, PAUL THOMAS | CHIEF OPERATING OFFICER AND BOARD MEMBER | 5277661 |
| THOMAS, MICHAEL DUANE | BOARD MEMBER | 2992653 |
| VALENTINE, EDWARD WEST | CHAIRMAN OF THE BOARD OF MANAGERS | 2399981 |
| VAN DER WAAG, ASHLEY HOGUE | CHIEF COMPLIANCE OFFICER | 3079633 |
| WILLIAMS, JULIE ANN | BOARD MEMBER | 6040587 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
