Richard H. De Villiers
Professional summary
Richard Hugh De Villiers, who also goes by Richard De VIlliers, is a registered financial professional currently at INVESTEC SECURITIES (US) LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2018. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Hugh De Villiers's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2025 - Present
INVESTEC SECURITIES (US) LLC
Office #1: 10 East 53rd Street 22nd Floor, New York, NY 10022August 21, 2024 - June 16, 2025
FIRST CITIZENS INVESTOR SERVICES, INC.
November 18, 2022 - June 16, 2025
SVB WEALTH
November 29, 2021 - November 21, 2022
UBS FINANCIAL SERVICES INC.
October 1, 2019 - November 21, 2022
UBS FINANCIAL SERVICES INC.
March 8, 2018 - May 14, 2019
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2025)
(6/30/2025)
(6/26/2025)
(6/26/2025)
Exams
FINRA
Current Firm
INVESTEC SECURITIES (US) LLC
CRD#: 138421 / SEC#: , 8-67162
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTEC USA HOLDINGS CORP. | SOLE MEMBER | |
| GREEN, JONATHAN EVAN | GENERAL COUNSEL, MANAGER AND DIRECTOR | 7964267 |
| HADZIC, EMINA | CHIEF COMPLIANCE OFFICER (08/2025), CORPORATE SECRETARY (05/2022) | 6316232 |
| NAROV, STEVE | CHIEF FINANCIAL OFFICER, FINOP, PFO, POO, BRANCH OFFICE MANAGER AND GENERAL SECURITIES PRINCIPAL | 3060331 |
| ROSENBLUM, SCOTT S. | NON-EMPLOYEE DIRECTOR | 4251370 |
| SUMNER, NOEL JUSTIN | NON-EMPLOYEE DIRECTOR | 7448843 |
| VAN DER WALT, MARLE | NON-EMPLOYEE DIRECTOR | 7694588 |
Red Flags
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