OS
Orawicha Suraniwongse
ENCOMPASS MORE ASSET MANAGEMENT LLC
San Diego, CA
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CRD#: 6912801
OS
Professional summary
Orawicha Suraniwongse, who also goes by Onn Suraniwongse, is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in San Diego, California and ENCOMPASS MORE INVESTMENTS, LLC located in Burbank, California.
Orawicha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Orawicha has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Onn Suraniwongse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 101domain, Inc.; Not Investment-Related; 3220 Executive Ridge Drive, Suite 101 Vista, CA 92081; domain registrar and other domain related services; Controller; Start: 07/20/2020; 40 hrs. /wk. during trading hrs.; Oversee accounting functions as a Financial Controller. 2) Thai and Southeast Asian Association of California; Not investment-related; 159 W. 11th St., Escondido, CA 92025; to help organize, promote, support Thai culture and Thai events as needed; Officer; Start: Start: 03/01/25; .5 hrs./week devoted to business; 0 hrs. during trading hrs.; keep the books, file tax returns, and other financial and accounting functions as needed. 3) OS Tax and Books; Not Investment-Related;16546 Manassas St, San Diego, CA 92127; accounting, bookkeeping, file tax returns, and other financial and accounting and functions as needed; Owner; Start: 03-01/2015; 20 hrs./wk. during trading hrs.; Perform all of the services described.
CRS (Client Relationship Summary) - RIA
Click below to view Orawicha Suraniwongse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2025 - Present
ENCOMPASS MORE ASSET MANAGEMENT LLC
RIA
CRD#: 322382
San Diego, CA
Current
February 23, 2025 - Present
ENCOMPASS MORE INVESTMENTS, LLC
Office #1: 3900 W. Alameda Ave. Suite 1429, Burbank, CA 91505BD
CRD#: 318438
Burbank, CA
Past
February 12, 2019 - November 14, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SAN DIEGO, CA
Past
February 27, 2018 - November 14, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
Registered Investment Advisory firm - (7/14/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(2/14/2025)
RR
California(2/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
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Contact information
Main Address
390 Diablo Rd Suite 100, Danville, CA 94526
Mailing Address
Phone number
(925) 272-8850
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,025 |
| AUM (Assets Under Management) | $ 581,910,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
