Mary E. Harte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Elizabeth Harte was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2018. Mary had worked at 4 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2018 - November 23, 2020
CITADEL CLEARING LLC
May 22, 2018 - November 23, 2020
PALAFOX TRADING LLC
May 22, 2018 - November 23, 2020
CITADEL SECURITIES LLC
May 22, 2018 - November 23, 2020
CITADEL SECURITIES INSTITUTIONAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
CITADEL CLEARING LLC
CRD#: 172693 / SEC#: , 8-69521
Contact information
Documents
Red Flags
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