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DP

Daren B. Pietsch

HERITAGE CAPITAL GROUP
Jacksonville, FL 32256
Some features on this profile are disabled
CRD#: 6911922
DP

Professional summary

Daren Bruce Pietsch is a registered financial professional currently at HERITAGE CAPITAL GROUP, INC. located in Jacksonville, Florida.

Daren is registered as a RR (Registered Representative) and started their career in finance in 2018. Daren has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daren Bruce Pietsch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2018 - Present

HERITAGE CAPITAL GROUP, INC.

Office #1: 5210 Belfort Rd. # 300, Jacksonville, FL 32256
BD
CRD#: 44053
Jacksonville, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/28/2018)
RR
Georgia
(8/22/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 8/22/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/28/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HERITAGE CAPITAL GROUP, INC.
HERITAGE CAPITAL GROUP, INC.

CRD#: 44053 / SEC#: , 8-50519

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
5210 Belfort Rd. # 300, Jacksonville, FL 32256
Mailing Address
5210 Belfort Rd. # 300, Jacksonville, FL 32256
Phone number
(904) 354-9600
Established
Florida since 11/02/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WIGGINS, CHARLES DONALDSHAREHOLDER2953990
HOLLEY, CECIL MCNAIRSHAREHOLDER5978590
KRAVET, DOUGLAS MICHAELSHAREHOLDER/ FINOP4892745
NICHOLSON, WILLIAM ROBERTCCO4445995
SERKIN, HOWARD CHARLESSHAREHOLDER2956726
KELLISON, CHARLES ALEXANDERPRESIDENT/SHAREHOLDER5772126
SORENSON, WILLIAM DICKCEO/SHAREHOLDER6436196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HERITAGE CAPITAL GROUP, INC.

CRD#: 44053Jacksonville, FL 32256

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