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BM

Benjamin Mcfaul

PINE DISTRIBUTORS
Denver, CO 80246
Some features on this profile are disabled
CRD#: 6911570
BM

Professional summary

Benjamin Mcfaul, who also goes by Benjamin Richard Mcfaul, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2020. Benjamin has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Benjamin Richard Mcfaul

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Mcfaul's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 3, 2026 - Present

PINE DISTRIBUTORS LLC

Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246
BD
CRD#: 323408
Denver, CO
Past

November 9, 2023 - December 31, 2025

STRIVE ASSET MANAGEMENT

RIA
CRD#: 322039
DALLAS, TX
Past

June 28, 2023 - April 30, 2026

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Dublin, OH
Past

September 1, 2021 - May 25, 2023

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
SPOKANE, WA
Past

September 1, 2021 - May 25, 2023

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
SPOKANE, WA
Past

July 15, 2020 - March 23, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
DUVALL, WA
Past

June 9, 2020 - March 23, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
DUVALL, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/3/2026)
RR
Alaska
(5/3/2026)
RR
Arizona
(5/3/2026)
RR
Arkansas
(5/3/2026)
RR
California
(5/3/2026)
RR
Colorado
(5/3/2026)
RR
Connecticut
(5/3/2026)
RR
Delaware
(5/3/2026)
RR
District of Columbia
(5/3/2026)
RR
Florida
(5/3/2026)
RR
Georgia
(5/3/2026)
RR
Hawaii
(5/3/2026)
RR
Idaho
(5/3/2026)
RR
Illinois
(5/3/2026)
RR
Indiana
(5/3/2026)
RR
Iowa
(5/3/2026)
RR
Kansas
(5/3/2026)
RR
Kentucky
(5/3/2026)
RR
Louisiana
(5/3/2026)
RR
Maine
(5/3/2026)
RR
Maryland
(5/3/2026)
RR
Massachusetts
(5/3/2026)
RR
Michigan
(5/3/2026)
RR
Minnesota
(5/3/2026)
RR
Mississippi
(5/3/2026)
RR
Missouri
(5/3/2026)
RR
Montana
(5/3/2026)
RR
Nebraska
(5/3/2026)
RR
Nevada
(5/3/2026)
RR
New Hampshire
(5/3/2026)
RR
New Jersey
(5/3/2026)
RR
New Mexico
(5/3/2026)
RR
New York
(5/3/2026)
RR
North Carolina
(5/3/2026)
RR
North Dakota
(5/3/2026)
RR
Ohio
(5/3/2026)
RR
Oklahoma
(5/3/2026)
RR
Oregon
(5/3/2026)
RR
Pennsylvania
(5/3/2026)
RR
Puerto Rico
(5/3/2026)
RR
Rhode Island
(5/3/2026)
RR
South Carolina
(5/3/2026)
RR
South Dakota
(5/3/2026)
RR
Tennessee
(5/3/2026)
RR
Texas
(5/3/2026)
RR
Utah
(5/3/2026)
RR
Vermont
(5/3/2026)
RR
Virgin Islands
(5/3/2026)
RR
Virginia
(5/3/2026)
RR
Washington
(5/3/2026)
RR
West Virginia
(5/3/2026)
RR
Wisconsin
(5/3/2026)
RR
Wyoming
(5/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/11/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/9/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/12/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Denver, CO 80246

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