Evan A. Calott

BLUE FINANCIAL

Charlotte, NC 28210

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CRD#: 6911348

Professional summary

Evan Alexander Calott, who also goes by Alex Calott, Evan Alexander Calott, is a registered financial advisor currently at BLUE FINANCIAL located in Charlotte, North Carolina.

Evan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Evan has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Calott | Evan Alexander Calott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blue Financial, Inc: Insurance Planning only; Position: Owner & Licensed insurance agent; Address: 5970 Fairview Rd. Suite 400 Charlotte, NC 28210; 12/2024 - Present; 50 hours per month including meeting with clients and operations of business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Alexander Calott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2024 - Present

BLUE FINANCIAL

Office #1: 5970 Fairview Road, Suite 400, Charlotte, NC 28210

RIA

CRD#: 330324

Charlotte, NC

Past

April 16, 2019 - May 6, 2024

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

CHARLOTTE, NC

Past

February 16, 2018 - April 23, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

Charlotte, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE FINANCIAL

BLUE FINANCIAL | BLUE WEALTH INC. | BLUE WEALTH

CRD#: 330324 / SEC#: 801-132547

RIA

Registered Investment Advisory firm - (4/28/2025 Approved)

Georgia

Registered Investment Advisory firm - (5/12/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (5/5/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (5/5/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/5/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/4/2024)

IAR

North Carolina
(5/8/2024)

IAR

South Carolina
(5/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2018

Uniform Investment Adviser Law Examination

Current Firm

BLUE FINANCIAL

BLUE FINANCIAL | BLUE WEALTH INC. | BLUE WEALTH

CRD#: 330324 / SEC#: 801-132547

RIA

Registered Investment Advisory firm - (4/28/2025 Approved)

Georgia

Registered Investment Advisory firm - (5/12/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (5/5/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (5/5/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/5/2025 Terminated)

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Contact information

Main Address

5970 Fairview Road, Suite 400, Charlotte, NC 28210

Mailing Address

Phone number

(704) 302-1141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BLUE WEALTH INC DBA BLUE FINANCIAL (3/27/2025)

Regulatory assets under management

Total Number of Accounts	658
AUM (Assets Under Management)	$ 100,449,078

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Evan A. Calott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Alexander Calott's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE FINANCIAL

J. W. COLE ADVISORS, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Primary Firm SEC Registration

BLUE FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2018

Current Firm

BLUE FINANCIAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE FINANCIAL

TRUST BUT VERIFY

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