Daniel Cooper

BRIGHTER FINANCIAL CAPITAL MANAGEMENT

Reston, VA 20190

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CRD#: 6910970

Professional summary

Daniel Cooper, who also goes by Dan David Cooper, is a registered financial advisor currently at BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC located in Reston, Virginia and MADISON AVENUE SECURITIES, LLC located in Reston, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Daniel has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan David Cooper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Clark & Associates, Inc. Financial Solutions; Reston, VA; Investment Related; Insurance Agent; Fixed Insurance Sales; Approximately 16 hours per month spent during trading hours; Started 01/2019. 2). Clark & Associates, Inc. Financial Solutions; Reston, VA; Investment Related; Paraplanner; Fixed Insurance Sales Support; Approximately 80 hours per month spent during trading hours; Started 01/2019. 3). BRIGHTER FINANCIAL CAPITAL MANAGEMENT; POSITION: Associate Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2021 ADDRESS: 1984 Isaac Newton Square, Ste 201, Reston VA 20190, United States DESCRIPTION: Investment Advisor Representative 4). Madison Ave; San Diego, CA; Investment Related; Registered Representative; Sale of Broker/Dealer Products; Started 10/2022 Approximately 5 hours spent per month; Approximately 3 hours spent during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Cooper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2021 - Present

BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC

Office #1: 1984 Isaac Newton Sq. W Suite 203, Reston, VA 20190

RIA

CRD#: 300619

Reston, VA

Current

September 30, 2022 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 1984 Isaac Newton Sq. W. Suite 203, Reston, VA 20190

RIA

CRD#: 23224

Reston, VA

Past

September 27, 2018 - March 31, 2020

KALOS MANAGEMENT

RIA

CRD#: 133025

Reston, VA

Past

September 27, 2018 - September 30, 2022

KALOS CAPITAL, INC.

CRD#: 44337

RESTON, VA

Past

March 27, 2018 - May 21, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

Bethesda, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC

CRD#: 300619 / SEC#: 801-131484

RIA

Registered Investment Advisory firm - (11/25/2024 Approved)

Virginia

Registered Investment Advisory firm - (11/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/19/2023)

Maryland
(2/8/2023)

IAR

Virginia
(2/25/2021)

Virginia
(10/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/21/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/16/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC

CRD#: 300619 / SEC#: 801-131484

RIA

Registered Investment Advisory firm - (11/25/2024 Approved)

Virginia

Registered Investment Advisory firm - (11/26/2024 Terminated)

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Contact information

Main Address

1984 Isaac Newton Sq. W Suite 203, Reston, VA 20190

Mailing Address

Phone number

(703) 796-0957

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (4/30/2025)

WRAP BROCHURE - SEC (2/24/2025)

Regulatory assets under management

Total Number of Accounts	840
AUM (Assets Under Management)	$ 116,329,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

KALOS MANAGEMENT

KALOS CAPITAL, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/2022

Series 66

Date: 4/16/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2018

FINRA

Current Firm

BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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