Andrew M. Laroche
Professional summary
Andrew Mark Laroche, who also goes by Drew Laroche, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 4 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Mark Laroche's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 28, 2025 - Present
TD SECURITIES (USA) LLC
Office #1: 22 Vanderbilt Avenue 20th Floor, New York, NY 10017May 22, 2024 - December 1, 2025
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
March 8, 2022 - May 29, 2024
PNC CAPITAL MARKETS LLC
June 30, 2020 - November 11, 2021
MORGAN STANLEY
December 20, 2019 - November 11, 2021
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/28/2025)
(11/28/2025)
Exams
Series 79TO
Date: 4/23/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/20/2019
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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