KT
Kenneth Taylor
TRANSAMERICA FINANCIAL ADVISORS
TAMPA, FL 33619
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CRD#: 6909574
KT
Professional summary
Kenneth Taylor is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Tampa, Florida.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kenneth has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc KGITA27 INVESTMENT LLC; 1/2/2019; CREATOR; 7111 DELLWOOD DR TAMPA FL 33619; CREATE CONTENT AND MANAGE THE COMPANY; HOURS 20; INVESTMENT RELATED- NO; APPROVED WITH RESTRICTIONS KGITA REAL ESTATE LLC/Investment Related - No/1208 E Bush River Rd Apt N6, Columbia, SC 29210/The business is a real estate holding company where I hold real estate and have tenants pay that LLC instead of paying me personally./Operation Manager/05.2015/5/0/Make sure the property is not vacant and if any damage dispatch for someone to fix any damages when occurs. HILLSBOROUGH COUNTY PUBLIC SCHOOLS POSITION: Teacher NATURE: Teaching INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 6 START DATE: 08/12/2024 ADDRESS: 2342 E Shell Point Rd, Ruskin FL 33570, United States DESCRIPTION: I will be teaching business technology to high school students. GITASUCCESS INCORPORATED POSITION: President NATURE: Entity Ownership INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2024 ADDRESS: 13194 US HWY 301 S, 346, RIVERVIEW FL 33578, United States DESCRIPTION: Main responsibility will be to manage the income and expense of my financial service business, and pass those funds through Gitasuccess incorporated to improve my tax situation. Also we is planning to introduce tax planning and preparation in January of 2025. NETLAW POSITION: Affiliate NATURE: Legal documents creation company INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2025 ADDRESS: 12910 Shelbyville Rd, Louisville KY 40243, United States DESCRIPTION: I will be educating people on how this software can create legal documents (for example will, trust and Power of atternory (POA)) at an affordable price.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Taylor's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 410 S. Ware Blvd. Ste 410, Tampa, FL 33619RIA
BD
CRD#: 16164
TAMPA, FL
Current
March 10, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 410 S. Ware Blvd. Ste 410, Tampa, FL 33619RIA
BD
CRD#: 16164
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/10/2018)
IAR
Florida(10/17/2018)
RR
Georgia(7/27/2022)
RR
South Carolina(2/18/2025)
RR
Texas(4/25/2024)
IAR
Texas(4/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
