Drew Faloon

INTREPID WEALTH PARTNERS

MELBOURNE BEACH, FL

Some features on this profile are disabled

CRD#: 6909222

Professional summary

Drew Faloon, CFP®, who also goes by Drew Ryan Faloon, is a registered financial advisor currently at INTREPID WEALTH PARTNERS, LLC located in Melbourne Beach, Florida.

Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Drew has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Drew Ryan Faloon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 3410 Hazelwood Ct, Colorado Springs CO, 80918; Start Date 11/2021; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Talus Outdoor Expeditions; I will be providing expedition/guides to individuals and groups on the weekends. I will charge a fee per person, with discounts for groups.; 3410 Hazelwood Ct Colorado Springs, CO 80918; Start Date 07/2023; Role/Title: Owner; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF PIONEER HORIZONS FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (ADDRESS); START DATE: 01/2023]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Faloon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

August 11, 2023 - Present

INTREPID WEALTH PARTNERS, LLC

RIA

CRD#: 317153

MELBOURNE BEACH, FL

Past

March 2, 2023 - August 7, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

COLORADO SPRINGS, CO

Past

August 7, 2018 - August 7, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/22/2024)

IAR

Florida
(8/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/5/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/6/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/7/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTREPID WEALTH PARTNERS, LLC

CRD#: 317153 / SEC#: 801-122744

RIA

Registered Investment Advisory firm - (1/9/2025 Terminated)

Colorado

Registered Investment Advisory firm - (4/22/2024 Approved)

Florida

Registered Investment Advisory firm - (9/12/2024 Approved)

Minnesota

Registered Investment Advisory firm - (11/25/2024 Approved)

New York

Registered Investment Advisory firm - (9/12/2024 Approved)

Texas

Registered Investment Advisory firm - (1/29/2024 Conditional Restricted)

Vermont

Registered Investment Advisory firm - (6/14/2024 Approved)

Wisconsin

Registered Investment Advisory firm - (1/2/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Melbourne Beach, FL

Mailing Address

Phone number

(855) 497-8737

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	318
AUM (Assets Under Management)	$ 44,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Drew Faloon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Faloon's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTREPID WEALTH PARTNERS, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/5/2019

Series 7TO

Date: 12/6/2018

SIE

Date: 10/1/2018

Series 6

Date: 8/7/2018

Current Firm

INTREPID WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTREPID WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors