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Nicholas A. Faulkner

TESTAMENT WEALTH MANAGEMENT
CARY, NC 27513
CRD#: 6908869
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NF
Nicholas Andrew FaulknerTESTAMENT WEALTH MANAGEMENT

Professional summary

Nicholas Andrew Faulkner, CFP®, who also goes by Nicholas Faulkner, Nick Andrew Faulkner, is a registered financial advisor currently at TESTAMENT WEALTH MANAGEMENT located in Cary, North Carolina.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicholas has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicholas Faulkner | Nick Andrew Faulkner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Andrew Faulkner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

March 23, 2026 - Present

TESTAMENT WEALTH MANAGEMENT

Office #1: 1014 High House Rd. Suite 102, Cary, NC 27513
RIA
CRD#: 340823
CARY, NC
Past

May 8, 2025 - March 12, 2026

INTEGRA WEALTH

RIA
CRD#: 149999
Cary, NC
Past

August 14, 2024 - February 27, 2025

TRIANGLE WEALTH MANAGEMENT

RIA
CRD#: 148156
RALEIGH, NC
Past

May 28, 2024 - August 1, 2024

DIMENSIONAL FUND ADVISORS LP

RIA
CRD#: 106482
AUSTIN, TX
Past

April 4, 2022 - August 1, 2024

DFA SECURITIES LLC

BD
CRD#: 10292
CHARLOTTE, NC
Past

January 3, 2019 - January 28, 2022

BEACON FINANCIAL STRATEGIES CORP.

RIA
CRD#: 132987
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(3/23/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/22/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/3/2019
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/14/2022
Securities Industry Essentials Examination

Current Firm

TW
TESTAMENT WEALTH MANAGEMENT
TESTAMENT WEALTH MANAGEMENT | TESTAMENT WEALTH MANAGEMENT, LLC

CRD#: 340823 / SEC#:

North Carolina
Registered Investment Advisory firm - (3/23/2026 Approved)
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Contact information

Main Address
1014 High House Rd. Suite 102, Cary, NC 27513
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

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Company Information

TESTAMENT WEALTH MANAGEMENT

CRD#: 340823Cary, NC 27513

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