Gavin R. Gross
Professional summary
Gavin R Gross, who also goes by Gavin Gross, Gavin Reid Gross, is a registered financial professional currently at GRV SECURITIES LLC located in New York, New York.
Gavin is registered as a RR (Registered Representative) and started their career in finance in 2019. Gavin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gavin R Gross's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2023 - Present
GRV SECURITIES LLC
Office #1: 767 5th Avenue Floor 11, New York, NY 10153October 22, 2019 - March 13, 2023
CITIGROUP GLOBAL MARKETS INC.
September 25, 2019 - March 13, 2023
CITI PRIVATE ALTERNATIVES, LLC
August 30, 2019 - March 13, 2023
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2023)
Exams
Series 7TO
Date: 8/30/2019
General Securities Representative ExaminationFINRA
Current Firm
GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
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