Eric O. Puckett

PRIVATE WEALTH SOLUTIONS

CALABASAS, CA 91302

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CRD#: 6907079

Professional summary

Eric Odelle Puckett is a registered financial advisor currently at PRIVATE WEALTH SOLUTIONS, LLC located in Calabasas, California and KOVACK SECURITIES INC. located in Calabasas, California.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Eric has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Odelle Puckett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2020 - Present

PRIVATE WEALTH SOLUTIONS, LLC

Office #1: 26050 Mureau Road Suite 103, Calabasas, CA 91302

RIA

CRD#: 289437

CALABASAS, CA

Current

July 22, 2026 - Present

KOVACK SECURITIES INC.

Office #1: 26050 Mureau Road Suite 103, Calabasas, CA 91302

CRD#: 44848

Calabasas, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE WEALTH SOLUTIONS, LLC

CRD#: 289437 / SEC#: 801-111072

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(5/8/2020)

California
(7/22/2026)

IAR

Nevada
(4/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/22/2026

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/8/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 7/22/2026

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/9/2026

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

PRIVATE WEALTH SOLUTIONS, LLC

CRD#: 289437 / SEC#: 801-111072

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

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Contact information

Main Address

26050 Mureau Road Suite 103, Calabasas, CA 91302

Mailing Address

Phone number

(818) 264-0600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/17/2026)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 500,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric O. Puckett

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Odelle Puckett's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE WEALTH SOLUTIONS, LLC

KOVACK SECURITIES INC.

Primary Firm SEC Registration

PRIVATE WEALTH SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/22/2026

Series 65

Date: 5/8/2020

Series 6TO

Date: 7/22/2026

SIE

Date: 6/9/2026

FINRA

Current Firm

PRIVATE WEALTH SOLUTIONS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE WEALTH SOLUTIONS, LLC

TRUST BUT VERIFY

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