AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MB

Michael R. Brown

M&T SECURITIES
Cleveland, OH 44114
Some features on this profile are disabled
CRD#: 6907032
MB

Professional summary


Michael Richard Brown, who also goes by Michael Brown, Mike Brown, is a registered financial professional currently at M&T SECURITIES, INC. located in Cleveland, Ohio.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Brown | Mike Brown

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Richard Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 28, 2025 - Present

M&T SECURITIES, INC.

Office #1: Commercial Real Estate (csu) 1001 Lakeside Avenue, Suite 1525, Cleveland, OH 44114
BD
CRD#: 17358
Cleveland, OH
Past

February 15, 2024 - July 23, 2025

WAUBANK SECURITIES LLC

BD
CRD#: 310408
PITTSBURGH, PA
Past

February 24, 2020 - March 3, 2022

HUNTINGTON SECURITIES, INC.

BD
CRD#: 2261
CLEVELAND, OH
Past

July 17, 2018 - February 24, 2020

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
CLEVELAND, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/29/2025)
RR
Colorado
(9/2/2025)
RR
Connecticut
(8/29/2025)
RR
Delaware
(8/29/2025)
RR
District of Columbia
(8/29/2025)
RR
Florida
(8/28/2025)
RR
Georgia
(8/29/2025)
RR
Indiana
(8/29/2025)
RR
Maine
(8/29/2025)
RR
Maryland
(9/11/2025)
RR
Massachusetts
(8/28/2025)
RR
Nevada
(8/28/2025)
RR
New Hampshire
(9/2/2025)
RR
New Jersey
(8/28/2025)
RR
New York
(8/28/2025)
RR
North Carolina
(8/29/2025)
RR
Ohio
(8/28/2025)
RR
Pennsylvania
(9/2/2025)
RR
Rhode Island
(8/29/2025)
RR
Texas
(8/31/2025)
RR
Vermont
(8/29/2025)
RR
Virginia
(8/29/2025)
RR
Washington
(8/28/2025)
RR
West Virginia
(9/4/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 10/15/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MS
M&T SECURITIES, INC.
M&T DISCOUNT BROKERAGE SERVICES, INC. | M&T SECURITIES, INC.

CRD#: 17358 / SEC#: , 8-35185

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1 Light Street Suite 2000, Buffalo, NY 14202
Mailing Address
1 Light Street, Baltimore, MD 21202
Phone number
(410) 244-4307
Established
New York since 11/13/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
901

FINRA licenses (25 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
M&T BANK CORPORATIONSHAREHOLDER
BRETT, MICHELLE THERESEDIRECTOR7965730
COLLINS, ATWOOD IIIDIRECTOR5634496
DETTMANN, BRIAN JOHNDIRECTOR4659106
GIORGIO, HUGH EVANSDIRECTOR7535939
HOGAN, PAUL JOSEPHDIRECTOR2849151
NEWCOMB, MICHAEL FRANCIS IIDIRECTOR2097837
PETRUS, TANYA MARIEFINOP4848556
REILLY, MICHAEL MACKAYDIRECTOR4575618
REMORENKO, ALEXSANDRACHIEF COMPLIANCE OFFICER5699601
REMORENKO, ALEXSANDRAPRESIDENT5699601

Disclosures


Regulatory Event6
Arbitration1
Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M&T SECURITIES, INC.

CRD#: 17358Cleveland, OH 44114

TRUST BUT VERIFY

Monitor Michael Brown

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


BK
Boris KagarlitskiyAdvisorCheck Check Mark
KEY INVESTMENT SERVICES LLC
IAR
RR
University Heights, OH
AC
Andrew CrockAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
NORTH OLMSTED, OH
JM
James MagyariAdvisorCheck Check Mark
COMMONWEALTH FINANCIAL NETWORK
IAR
RR
Solon, OH
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics