Shane P. Mason
BROOKLYN FI
BROOKLYN, NY 11249
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CRD#: 6906036
Professional summary
Shane Paul Mason, CFP®, CPWA® is a registered financial advisor currently at BROOKLYN FI, LLC located in Brooklyn, New York.
Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Shane has worked at 1 firm .
Question & Answer
What are your service offerings?
Investment Planning
Tax Planning
Small Business Planning
Comprehensive Financial Planni...
Estate Planning
Debt Management
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
Business Owners
Cash Flow/Budgets/Credit Issue...
Entrepreneurs
ExPat and Cross Border Issues
Fixed Fee (Subscription, Retai...
Generation X
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Shane Mason is currently the owner of Shane Mason, Inc. where he provides tax preparation. This activity accounts for approximately 20% of his time. Shane Mason is 50% owner of In the Money Media, LLC, a podcasting company based in Brooklyn, NY. In The Money Media LLC is not affiliated with Brooklyn FI, LLC. This activity accounts for less than 10% of his time. Shane Mason is 50% owner of Guided Equity Management, Inc., a company based in Brooklyn, NY. Guided Equity Management, Inc. is not affiliated with Brooklyn FI, LLC. This activity accounts for less than 10% of Shane's time.
CRS (Client Relationship Summary) - RIA
Click below to view Shane Paul Mason's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
May 5, 2020 - Present
BROOKLYN FI, LLC
Office #1: 109 S 5th St, Brooklyn, NY 11249RIA
CRD#: 292115
BROOKLYN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BROOKLYN FI, LLC
BROOKLYN FI, LLC
CRD#: 292115 / SEC#: 801-120862
RIA
Registered Investment Advisory firm - (4/19/2021 Approved)California
Registered Investment Advisory firm - (5/22/2021 Terminated)New York
Registered Investment Advisory firm - (4/22/2021 Terminated)Texas
Registered Investment Advisory firm - (4/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/29/2021)
Exams
Current Firm
BROOKLYN FI, LLC
BROOKLYN FI, LLC
CRD#: 292115 / SEC#: 801-120862
RIA
Registered Investment Advisory firm - (4/19/2021 Approved)California
Registered Investment Advisory firm - (5/22/2021 Terminated)New York
Registered Investment Advisory firm - (4/22/2021 Terminated)Texas
Registered Investment Advisory firm - (4/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 Nassau Ave, Brooklyn, NY 11222
Mailing Address
Phone number
(718) 690-3600
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 341,488,503 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/15/2025 | ||
| 05/22/2024 | ||
| 09/12/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
