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Shane Paul Mason

Shane Paul Mason

CFP®, CPWA®

BROOKLYN FI

BROOKLYN, NY

·CRD# 6906036·6 years experience

Professional Summary

Shane Paul Mason, CFP®, CPWA® is a registered financial advisor currently at BROOKLYN FI, LLC located in Brooklyn, New York. Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Shane has worked at 1 firm.

At a Glance

Always Fiduciary

Fiduciary Standard

Fixed / Negotiated Fee | Retainer

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Who I Serve

Business Owners & Entrepreneurs

Services Offered

Investment Management
Tax Planning
Business Services
Financial Planning
Estate & Legacy Planning
Cashflow & Budgeting

Specializations

ExPat and Cross Border Issues

Generation X

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial PlannerSince 2015

CPWA®

Certified Private Wealth Advisor

Years of Experience

6 years in the financial services industry

Current & Past Employments

BROOKLYN FI, LLC·CRD# 292115

RIA

109 S 5th St, Brooklyn, NY 11249

May 5, 2020 - Present

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Current Firm

BROOKLYN FI, LLC

BROOKLYN FI, LLC

BROOKLYN FI, LLC

CRD#: 292115 / SEC#: 801-120862

RIA

Registered Investment Advisory firm - SEC (4/19/2021 Approved)

California

Registered Investment Advisory firm - California (5/22/2021 Terminated)

New York

Registered Investment Advisory firm - New York (4/22/2021 Terminated)

Texas

Registered Investment Advisory firm - Texas (4/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

33 Nassau Ave, Brooklyn, NY 11222

Phone Number

(332) 296-1660

# of Employees

10

SEC notice filing (19 States and Territories)

Registered to provide investment advisory services in 19 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROOKLYN FI ADV PART ADV 2A 5.13.26 (5/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

373

AUM (Assets Under Management)

$563,098,081

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2025	Cover Page	Report
05/22/2024	Cover Page	Report
09/12/2023	Cover Page	Report

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shane Mason is currently the owner of Shane Mason, Inc. where he provides tax preparation. This activity accounts for approximately 20% of his time. Shane Mason is 50% owner of In the Money Media, LLC, a podcasting company based in Brooklyn, NY. In The Money Media LLC is not affiliated with Brooklyn FI, LLC. This activity accounts for less than 10% of his time. Shane Mason is 50% owner of Guided Equity Management, Inc., a company based in Brooklyn, NY. Guided Equity Management, Inc. is not affiliated with Brooklyn FI, LLC. This activity accounts for less than 10% of Shane's time.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKLYN FI, LLC

BROOKLYN FI, LLC

BROOKLYN FI, LLC

CRD#: 292115 / SEC#: 801-120862

RIA

Registered Investment Advisory firm - SEC (4/19/2021 Approved)

California

Registered Investment Advisory firm - California (5/22/2021 Terminated)

New York

Registered Investment Advisory firm - New York (4/22/2021 Terminated)

Texas

Registered Investment Advisory firm - Texas (4/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

New York
(6/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - RIA

Click below to view Shane Paul Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Shane

Investment Management
Tax Planning
Business Services
Financial Planning
Estate & Legacy Planning
Cashflow & Budgeting

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Shane Paul Mason

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