Thomas D. Washington
Professional summary
Thomas Drew Washington is a registered financial professional currently at OSCAR GRUSS & SON INCORPORATED located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2018. Thomas has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Drew Washington's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2024 - Present
OSCAR GRUSS & SON INCORPORATED
Office #1: 10 East 53rd Street 17th Floor, New York, NY 10022December 3, 2020 - December 13, 2023
TRADEMAS INC.
January 30, 2018 - November 30, 2020
DE PAOLA TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2024)
Exams
Series 7TO
Date: 11/30/2024
General Securities Representative ExaminationCboe BZX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
OSCAR GRUSS & SON INCORPORATED
CRD#: 2091 / SEC#: , 8-22371
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 5 |
| Judgment/Lien | 13 |
Red Flags
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