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PF

Patrick Joseph Fox

CRD# 6905239·Registered 2018 - 2023
Previously Registered: Being a previously registered professional could mean that Patrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrick Joseph Fox, who also goes by Pj Fox, Patrick Joseph Fox Jr, was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 2018 - 2023. Patrick had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pj Fox, Patrick Joseph Fox Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

SAXONY SECURITIES, INC.·CRD# 115547
BD
Louisville, KY
January 10, 2023 - June 30, 2023
PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
Louisville, KY
February 2, 2022 - December 31, 2022
SAXONY CAPITAL MANAGEMENT, LLC·CRD# 122692
RIA
Louisville, KY
September 27, 2021 - June 30, 2023
SAXONY SECURITIES, INC.·CRD# 115547
BD
Louisville, KY
September 27, 2021 - December 3, 2021
INDEPENDENT FINANCIAL PARTNERS·CRD# 125112
RIA
Louisville, KY
June 7, 2019 - September 17, 2021
IFP SECURITIES, LLC·CRD# 297287
BD
Louisville, KY
June 7, 2019 - September 17, 2021
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Louisville, KY
May 22, 2018 - June 7, 2019
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Louisville, KY
May 18, 2018 - June 7, 2019

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Current Firm

SS
SAXONY SECURITIES, INC.

SAXONY ADVISORS | SAXONY SECURITIES, INC. | SAXONY SECURITIES

CRD#: 115547 / SEC#: 8-53490
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

11152 S Towne Square, St. Louis, MO 63123

Mailing Address

11152 S Towne Square, St. Louis, MO 63123

Phone Number

(314) 963-9336

Established

Missouri since 07/13/2001

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAXONY HOLDINGS, INC.SHAREHOLDER—
KLUMP, RYAN CHRISTOPHERPRESIDENT4762698
MATARAZZI, NATHAN DOMENICOFINOP, PFO AND POO4827090
PALOS, KURT ROBERTCHIEF EXECUTIVE OFFICER6063745
PFEIFFER, STEPHANIE ANNCCO2278515

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Craftsman Wealth, DBA for investment related advisory business, 1302 Clear Springs Trace, Suite 105, Louisville, KY 40223, started March 23, 2022. 2) Craftsman Capital, Non-Investment Related; 1302 Clear Springs Trace, Suite 105, Louisville, KY 40223; Holding Company where salary is paid; partner; started 3/17/2022; 10hr/mo during trading hours; duties include non-securities related holding company - no specific role.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2018About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2018About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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