Patrick J. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Fox, who also goes by Pj Fox, Patrick Joseph Fox Jr, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2018. Patrick had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2023 - June 30, 2023
SAXONY SECURITIES, INC.
February 2, 2022 - December 31, 2022
PATRICK CAPITAL MARKETS, LLC
September 27, 2021 - June 30, 2023
SAXONY CAPITAL MANAGEMENT, LLC
September 27, 2021 - December 3, 2021
SAXONY SECURITIES, INC.
June 7, 2019 - September 17, 2021
INDEPENDENT FINANCIAL PARTNERS
June 7, 2019 - September 17, 2021
IFP SECURITIES, LLC
May 22, 2018 - June 7, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
May 18, 2018 - June 7, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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