Damien J. Stewart

MACQUARIE CAPITAL (USA)

NEW YORK, NY 10103

Some features on this profile are disabled

CRD#: 6904993

Professional summary

Damien John Stewart is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.

Damien is registered as a RR (Registered Representative) and started their career in finance in 2018. Damien has worked at 2 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Damien John Stewart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2022 - Present

MACQUARIE CAPITAL (USA) INC.

Office #1: 660 5th Ave, New York, NY 10103

CRD#: 36368

NEW YORK, NY

Past

February 20, 2018 - September 29, 2020

HAITONG INTERNATIONAL SECURITIES (USA) INC.

CRD#: 132201

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/30/2022)

Exams

State Security Law Exam

Series 63

Date: 2/27/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 7/19/2018

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 2/20/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/20/2019

General Securities Principal Examination

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

MACQUARIE CAPITAL (USA) INC.

MACQUARIE CAPITAL (USA) INC. | MACQUARIE SECURITIES INC. | MACQUARIE SECURITIES (USA) INC. | MACQUARIE EQUITIES (U.S.A.) INC.

CRD#: 36368 / SEC#: , 8-47198

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

660 5th Ave, New York, NY 10103

Mailing Address

660 5th Ave, New York, NY 10103

Phone number

(212) 231-1000

Established

Delaware since 03/01/1994

Firm type

Corporation

Fiscal year end

March

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MACQUARIE HOLDINGS (USA) INC.	SHAREHOLDER
BACHTELER, TOBIAS	CO-CHIEF EXECUTIVE OFFICER	4945558
CHAN, PAULINA M	CHIEF COMPLIANCE OFFICER	3211559
CONAHAN, JAMES S	CHIEF FINANCIAL OFFICER/FINOP	2538695
DE FREITAS, CARLOS A	CHIEF OPERATING OFFICER	4812920
FULTON, JANEEN KAY	AML OFFICER	3066508
VALENTINE, ROBERT GEOFFREY	DIRECTOR	5633577
VUOLO, JEREMY MURPHY	CO-CHIEF EXECUTIVE OFFICER	2798378

Disclosures

Regulatory Event	4
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Damien J. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Damien John Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAITONG INTERNATIONAL SECURITIES (USA) INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/27/2018

SIE

Date: 10/1/2018

Series 57

Date: 7/19/2018

Series 7

Date: 2/20/2018

Series 24

Date: 2/20/2019

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

Nasdaq Stock Market

Current Firm

MACQUARIE CAPITAL (USA) INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MACQUARIE CAPITAL (USA) INC.

TRUST BUT VERIFY

Similar Advisors