GG
Gbar A. Grimes
THRIVENT INVESTMENT MANAGEMENT
Grayson, GA
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CRD#: 6904479
GG
Professional summary
Gbar A Grimes, who also goes by Gbar Grimes, Gbar A Grimes, Gbar Aaron Grimes, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Grayson, Georgia.
Gbar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Gbar has worked at 4 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gbar Grimes | Gbar A Grimes | Gbar Aaron Grimes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAMP ERROL POSITION: Director NATURE: Camp ERROL staff consists of a team of former collegiate and professional athletes who have used sports as a vehicle to higher education and professional careers. Our mission is to promote the importance of Education, Respect, Responsibility, Opportunity, and Leadership for the next generation of student athletes. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2009 ADDRESS: Providence RI, United States DESCRIPTION: Assisting with camp advertising, Leadership meetings, Camp mentoring, & Events.
CRS (Client Relationship Summary) - RIA
Click below to view Gbar A Grimes's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gbar A Grimes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Grayson, GA
Current
April 1, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
July 31, 2023 - February 6, 2025
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
NORCROSS, GA
Past
July 27, 2023 - February 6, 2025
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
NORCROSS, GA
Past
May 7, 2018 - May 2, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LINCOLN, RI
Past
March 16, 2018 - May 2, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LINCOLN, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/15/2025)
RR
Alaska(4/15/2025)
RR
Arizona(4/15/2025)
RR
Arkansas(4/15/2025)
RR
California(4/15/2025)
RR
Colorado(4/15/2025)
RR
Connecticut(4/15/2025)
RR
Delaware(4/15/2025)
RR
District of Columbia(4/15/2025)
IAR
District of Columbia(4/15/2025)
RR
Florida(4/15/2025)
RR
Georgia(4/3/2025)
IAR
Georgia(4/3/2025)
RR
Hawaii(4/15/2025)
RR
Idaho(4/15/2025)
RR
Illinois(4/15/2025)
RR
Indiana(4/15/2025)
RR
Iowa(4/15/2025)
RR
Kansas(4/15/2025)
RR
Kentucky(4/15/2025)
RR
Louisiana(4/15/2025)
RR
Maine(4/15/2025)
RR
Maryland(4/15/2025)
RR
Massachusetts(4/15/2025)
RR
Michigan(4/15/2025)
RR
Minnesota(4/15/2025)
RR
Mississippi(4/15/2025)
RR
Missouri(4/15/2025)
RR
Montana(4/15/2025)
RR
Nebraska(4/15/2025)
RR
Nevada(4/15/2025)
RR
New Hampshire(4/15/2025)
RR
New Jersey(4/15/2025)
RR
New Mexico(4/15/2025)
RR
New York(4/15/2025)
RR
North Carolina(4/15/2025)
RR
North Dakota(4/15/2025)
RR
Ohio(4/15/2025)
RR
Oklahoma(4/15/2025)
IAR
Oklahoma(4/15/2025)
RR
Oregon(4/15/2025)
RR
Pennsylvania(4/15/2025)
RR
Rhode Island(4/15/2025)
RR
South Carolina(4/15/2025)
RR
South Dakota(4/15/2025)
RR
Tennessee(4/15/2025)
RR
Texas(4/15/2025)
IAR
Texas(4/15/2025)
RR
Utah(4/15/2025)
RR
Vermont(4/15/2025)
RR
Virginia(4/15/2025)
RR
Washington(4/15/2025)
RR
West Virginia(4/15/2025)
RR
Wisconsin(4/15/2025)
RR
Wyoming(4/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/27/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
